Tag - SM&CR

FCA updates on SMCR and reporting

Emma Radmore

14/08/2020

FCA finalises SMCR rules for benchmark administrators

Emma Radmore

02/06/2020

PRA agrees time-limited SMF approval

Emma Radmore

29/04/2020

FCA updates on SMCR Covid-19 expectations

Emma Radmore

06/04/2020

Regulator Covid-19 update 3 April

Emma Radmore

03/04/2020

Regulators clarify SMCR obligations during Covid-19

Emma Radmore

03/04/2020

FCA writes strategy letter to platforms

Emma Radmore

03/02/2020

FCA writes supervisory priorities letter to financial advisers

Emma Radmore

22/01/2020

EIOPA proposes Guidelines for ICT security and governance

Roseyna Jahangir

13/12/2019

Extension of the Senior Managers and Certification Regime comes into force

Rachael Preston

09/12/2019

Regulators develop work on Operational Resilience

Roseyna Jahangir

05/12/2019

Risk management guidance published by professional bodies association

Roseyna Jahangir

04/12/2019

The FCA publishes feedback on its ‘Duty of Care’ Discussion Paper

Rachael Preston

03/12/2019

FCA consults on SMCR for benchmark administrators

Emma Radmore

29/11/2019

SMCR conversion notification – FCA webpage provides explanation

Roseyna Jahangir

15/10/2019

PRA strengthens individual accountability expectations

Roseyna Jahangir

02/10/2019

FCA publishes SMCR stocktake report

Emma Radmore

05/08/2019

New FCA webpages on SMCR extension to FCA solo-regulated firms

Emma Radmore

02/08/2019

PRA sets out their approach to enforcement

Roseyna Jahangir

31/07/2019

FCA publishes SMCR final rules

Emma Radmore

26/07/2019

FCA consults on Gibraltar and SMCR Handbook changes

Emma Radmore

07/06/2019

EIOPA calls for improvements to the assessment of the propriety of AMSB members

Jonathan Drake

29/01/2019

EIOPA publishes Opinion on supervision of cross-border non-life insurance

Roseyna Jahangir

24/12/2018

PRA publishes extension of SM&CR to insurers policy statement

FIN. Team

18/10/2018

FCA consults on Statements of Responsibilities and Responsibilities Map guidance

Roseyna Jahangir

11/10/2018

FCA consults on applying SM&CR to CMCs

FIN. Team

20/09/2018

Extension of SM&CR to insurers: PRA consults on implementation

Roseyna Jahangir

01/08/2018

PRA publishes policy statement on extension of the SM&CR to insurers

FIN. Team

05/07/2018

FCA feeds back on SMCR extension

Emma Radmore

04/07/2018

PRA publishes policy statement on strengthening individual accountability in insurance

FIN. Team

07/02/2018

What does SMCR extension mean for you?

Emma Radmore

04/10/2017

BOE releases consultation on extension of SM&CR to insurers

26/07/2017

FCA releases details of consultations on the extension of SM&CR to all firms

26/07/2017

Copyright © 2019. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.

Tag - SM&CR

FCA updates on SMCR and reporting

FCA finalises SMCR rules for benchmark administrators

FCA updates on SMCR Covid-19 expectations

Regulator Covid-19 update 3 April

Regulators clarify SMCR obligations during Covid-19

FCA writes strategy letter to platforms

FCA writes supervisory priorities letter to financial advisers

EIOPA proposes Guidelines for ICT security and governance

Extension of the Senior Managers and Certification Regime comes into force

Regulators develop work on Operational Resilience

Risk management guidance published by professional bodies association

The FCA publishes feedback on its ‘Duty of Care’ Discussion Paper

FCA consults on SMCR for benchmark administrators

SMCR conversion notification – FCA webpage provides explanation

PRA strengthens individual accountability expectations

FCA makes new rules

FCA updates SMCR resources

FCA publishes SMCR stocktake report

New FCA webpages on SMCR extension to FCA solo-regulated firms

PRA sets out their approach to enforcement

FCA publishes SMCR final rules

FCA updates SMCR page

FCA consults on Gibraltar and SMCR Handbook changes

EIOPA calls for improvements to the assessment of the propriety of AMSB members

EIOPA publishes Opinion on supervision of cross-border non-life insurance

PRA publishes extension of SM&CR to insurers policy statement

FCA consults on Statements of Responsibilities and Responsibilities Map guidance

FCA consults on applying SM&CR to CMCs

Extension of SM&CR to insurers: PRA consults on implementation

PRA publishes policy statement on extension of the SM&CR to insurers

FCA feeds back on SMCR extension

PRA publishes policy statement on strengthening individual accountability in insurance

What does SMCR extension mean for you?

BOE releases consultation on extension of SM&CR to insurers

FCA releases details of consultations on the extension of SM&CR to all firms