Tag - MiFID II

ESMA issues second report on sanctions under MiFID 2

Amelia Green

13/07/2020

Call for evidence on impact of MiFID II disclosure requirements

Roseyna Jahangir

18/07/2019

MiFID II compliance function consultation published

Roseyna Jahangir

16/07/2019

ESMA updates MiFID II and MiFIR Q&As

Roseyna Jahangir

29/05/2019

ESMA updates Q&A on MiFID II AND MiFIR in relation to commodity derivatives topics

Emma Radmore

28/03/2019

Revised Guidelines on outsourcing published by EBA

Roseyna Jahangir

25/02/2019

FCA publishes call to action for firms to prepare for no-deal Brexit

Roseyna Jahangir

04/02/2019

ESMA publishes updated Q&As

Roseyna Jahangir

14/11/2018

ESMA publishes report on ICOs and Crypto-Assets

Roseyna Jahangir

22/10/2018

ESMA updates MiFID and MiFID II materials

Roseyna Jahangir

03/10/2018

ESMA confirms end of LEI grace period

Roseyna Jahangir

20/06/2018

ESMA and FCA issue statements on LEIs

Roseyna Jahangir

20/12/2017

European Commission publishes proposals regarding capital requirements for investment firms

Roseyna Jahangir

20/12/2017

ESMA publishes MiFID II Q&A clarifying trading obligation for shares

Roseyna Jahangir

15/11/2017

ESMA publishes MiFID II consultation responses

Emma Radmore

20/10/2017

FCA Regulation round – up for August

FIN. Team

17/08/2017

FCA updates guidance to firms on applications and notifications under MiFID II

FIN. Team

09/08/2017

FCA reminds firms that recommended MiFID II authorisation and VOP application date has passed

25/07/2017

EC publishes draft Delegated Regulation on insurance-based investement product requirements under IDD

FIN. Team

24/07/2017

FCA Regulation Round-Up for July

FIN. Team

21/07/2017

FCA launches Market data processor (MDP) entity portal webpage

19/07/2017

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