Tag - MiFID II

ECON reports on proposed amendments to MiFID II

Lucy Hadrill

18/11/2020

ESMA issues second report on sanctions under MiFID 2

Amelia Green

13/07/2020

Call for evidence on impact of MiFID II disclosure requirements

Roseyna Jahangir

18/07/2019

MiFID II compliance function consultation published

Roseyna Jahangir

16/07/2019

ESMA updates MiFID II and MiFIR Q&As

Roseyna Jahangir

29/05/2019

ESMA updates Q&A on MiFID II AND MiFIR in relation to commodity derivatives topics

Emma Radmore

28/03/2019

Revised Guidelines on outsourcing published by EBA

Roseyna Jahangir

25/02/2019

FCA publishes call to action for firms to prepare for no-deal Brexit

Roseyna Jahangir

04/02/2019

ESMA publishes updated Q&As

Roseyna Jahangir

14/11/2018

ESMA publishes report on ICOs and Crypto-Assets

Roseyna Jahangir

22/10/2018

ESMA updates MiFID and MiFID II materials

Roseyna Jahangir

03/10/2018

ESMA confirms end of LEI grace period

Roseyna Jahangir

20/06/2018

ESMA and FCA issue statements on LEIs

Roseyna Jahangir

20/12/2017

European Commission publishes proposals regarding capital requirements for investment firms

Roseyna Jahangir

20/12/2017

ESMA publishes MiFID II Q&A clarifying trading obligation for shares

Roseyna Jahangir

15/11/2017

ESMA publishes MiFID II consultation responses

Emma Radmore

20/10/2017

FCA Regulation round – up for August

FIN. Team

17/08/2017

FCA updates guidance to firms on applications and notifications under MiFID II

FIN. Team

09/08/2017

FCA reminds firms that recommended MiFID II authorisation and VOP application date has passed

25/07/2017

EC publishes draft Delegated Regulation on insurance-based investement product requirements under IDD

FIN. Team

24/07/2017

FCA Regulation Round-Up for July

FIN. Team

21/07/2017

FCA launches Market data processor (MDP) entity portal webpage

19/07/2017

Copyright © 2021. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.