Tag - investment firms

Treasury makes further changes following introduction of IFPR

Lucy Hadrill

01/03/2022

FCA publishes IFPR newsletter

Lucy Hadrill

20/12/2021

PRA updates on designating investment firms

Lucy Hadrill

15/12/2021

FCA publishes final policy statement on IFPR

Lucy Hadrill

26/11/2021

FCA publishes final IFPR rules

Lucy Hadrill

22/10/2021

EBA publishes final draft RTS on investment policy disclosure

Cynthia Ma

19/10/2021

PRA consults on trading activity wind-down

Cynthia Ma

11/10/2021

EBA consults on the reclassification of investment firms

Lucy Hadrill

09/06/2021

FCA looks to better prudential rules for investment firms

Emma Radmore

23/06/2020

Investment firm legislation in OJEU

Emma Radmore

09/12/2019

MEPs back proportional rules for investment firms

Emma Radmore

26/09/2018

Ringleader sentenced in the FCA’s largest fraud prosecution

Angie Bamboulis

18/09/2018

ESMA sets up central register portal

Emma Radmore

09/05/2018

EBA calls for evidence from investment firms

FIN. Team

10/07/2017

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