Tag - investment firms

ESMA publishes final report on investment firm best execution reporting

FIN. Team

25/05/2022

Treasury makes further changes following introduction of IFPR

Lucy Hadrill

01/03/2022

FCA publishes IFPR newsletter

Lucy Hadrill

20/12/2021

PRA updates on designating investment firms

Lucy Hadrill

15/12/2021

FCA publishes final policy statement on IFPR

Lucy Hadrill

26/11/2021

FCA publishes final IFPR rules

Lucy Hadrill

22/10/2021

EBA publishes final draft RTS on investment policy disclosure

FIN. Team

19/10/2021

PRA consults on trading activity wind-down

FIN. Team

11/10/2021

EBA consults on the reclassification of investment firms

Lucy Hadrill

09/06/2021

FCA looks to better prudential rules for investment firms

Emma Radmore

23/06/2020

Investment firm legislation in OJEU

Emma Radmore

09/12/2019

MEPs back proportional rules for investment firms

Emma Radmore

26/09/2018

Ringleader sentenced in the FCA’s largest fraud prosecution

FIN. Team

18/09/2018

ESMA sets up central register portal

Emma Radmore

09/05/2018

EBA calls for evidence from investment firms

FIN. Team

10/07/2017

Copyright © 2022. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.