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Tag - investment firms
EBA consults on the reclassification of investment firms
Lucy Hadrill
09/06/2021
FCA looks to better prudential rules for investment firms
Emma Radmore
23/06/2020
Investment firm legislation in OJEU
Emma Radmore
09/12/2019
MEPs back proportional rules for investment firms
Emma Radmore
26/09/2018
Ringleader sentenced in the FCA’s largest fraud prosecution
Angie Bamboulis
18/09/2018
ESMA sets up central register portal
Emma Radmore
09/05/2018
EBA calls for evidence from investment firms
FIN. Team
10/07/2017
Topics
Commercial Banking
Asset & Motor Finance
Capital Markets
Conduct
Remuneration
SMCR & Governance
Consumer Finance
Consumer Credit
Regulated Mortgages
Enforcement & Litigation
Financial Crime Prevention
Fintech & Innovation
Funds
Insurance
Commercial Insurance
Consumer Insurance
Life Insurance
Lloyds Market
Investments
Payment Services & Electronic Money
Pensions
Retail Banking
Current Accounts
Savings accounts
About FIN.
FIN. Contacts
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Lucy Hadrill
Emma Radmore
Angie Bamboulis
FIN. Team
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