Tag - fit and proper

FCA issues final notice after conspiracy to defraud conviction

Lucy Hadrill

01/11/2021

FCA fines adviser for pension transfer advice failings

Lucy Hadrill

18/10/2021

FCA publishes final notice on fraud

Lucy Hadrill

11/10/2021

FCA publishes individual ban notice

Emma Radmore

29/07/2021

ECB consults on “fit and proper”

Emma Radmore

16/06/2021

FCA confirms delay to first F&P assessment

Emma Radmore

02/09/2020

FCA updates on SMCR and reporting

Emma Radmore

14/08/2020

Employer can rely on Tribunal view in F&P assessment

Emma Radmore

30/05/2019

HMRC updates MLR help pages

Emma Radmore

15/01/2019

Firms’ permissions cancelled for failure to be open and co-operative with the FCA

Angie Bamboulis

23/08/2018

BSB publishes fit and proper guidance

Emma Radmore

23/02/2018

Court dismisses Angela Burns appeal

Emma Radmore

03/01/2018

Copyright © 2021. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.