Tag - FCA

FCA announces benefits of RegData

25/11/2020

FCA outlines its supervision Strategy for Lloyd’s & London Market Insurers

Angie Bamboulis

24/11/2020

FCA fines FX options broker for market misconduct

24/11/2020

FCA updates on Digital Sandbox

24/11/2020

Productive finance working group to be established

Caroline Stevenson

23/11/2020

What next in BI appeal?

20/11/2020

FCA consults on fees

20/11/2020

FCA: Covid support for consumer credit

Caroline Stevenson

20/11/2020

FCA Regulatory Round-up

Caroline Stevenson

20/11/2020

FCA consults on use of FSB Benchmark powers

19/11/2020

FCA reminds firms of importance of data protection

19/11/2020

FCA updates on regulatory returns

Caroline Stevenson

18/11/2020

Covid-19 support update: mortgages

Caroline Stevenson

18/11/2020

FCA updates on Supreme Court BI appeal

17/11/2020

FCA writes supervision letter to PCWs

17/11/2020

Regulators update on FS Bill reforms

17/11/2020

Nikhil Rathi Speech

Caroline Stevenson

13/11/2020

FCA updates on BI insurance test case

12/11/2020

FCA updates statement on workplace arrangements

10/11/2020

Up next from FCA

06/11/2020

FCA speech: the credit market and the pandemic

05/11/2020

Delay to ESEF standard reporting

Caroline Stevenson

05/11/2020

Covid-19 measures weekly summary

05/11/2020

Further Consumer Credit Covid-19 measures announced

Caroline Stevenson

04/11/2020

FCA outlines approach on share trading obligation

04/11/2020

FCA writes to CEOs of LLMI firms

03/11/2020

Complaints Commissioner issues final report on FCA complaint

03/11/2020

FCA publish Call for Input: Unsecured Credit Market

Caroline Stevenson

02/11/2020

FCA to propose mortgage and consumer credit support update

02/11/2020

FCA reminds of insurance product value importance

02/11/2020

FCA confirms updated guidance for insurance and premium finance

02/11/2020

FCA to join global product testing forum

30/10/2020

FCA writes portfolio letter to mortgage intermediaries

30/10/2020

FCA confirms SMCR extension dates

28/10/2020

FCA updates on Directory dates

27/10/2020

FCA extends deadline for lenders to offer switching options for mortgage prisoners

26/10/2020

FCA introduces measures to support mortgage borrowers

26/10/2020

FCA confirms new rules

23/10/2020

FCA and PRA fine GSI for 1MDB risk management failures

23/10/2020

Breathing Space Consultation Launched

Caroline Stevenson

22/10/2020

Regulators update insurers and others on Brexit expectations

22/10/2020

MLR Bank Account Portal not yet ready

21/10/2020

FCA publishes BI High Court declarations

21/10/2020

FCA: new webpages on whistleblowing

21/10/2020

FCA says no more excuses for complaint handling delays

21/10/2020

FCA looks at banking data for understanding consumer wellbeing

21/10/2020

Current accounts for expats post-Brexit

Caroline Stevenson

14/10/2020

FCA fines for short selling disclosure breach

14/10/2020

Speech: FCA Regulation of Consumer Credit

Caroline Stevenson

13/10/2020

FCA speaks on market abuse in the time of COVID-19

13/10/2020

Brexit Dear CEO Letter

Caroline Stevenson

09/10/2020

FCA updates on pre-existing conditions directory

08/10/2020

FCA sets mortgage consumer outcome expectations

Caroline Stevenson

08/10/2020

FCA skilled persons reports update

06/10/2020

FCA bans retail sales of crypto-derivatives

06/10/2020

FCA opens 2 sandbox windows

06/10/2020

Leapfrog certificates granted in BI test case

06/10/2020

FCA delays SEAR response date

05/10/2020

FGC updated for MLR changes

05/10/2020

Up next from FCA

05/10/2020

Finalised Guidance: Cancellations and refunds

Caroline Stevenson

02/10/2020

FCA updates Handbook for end of transition

01/10/2020

FCA files skeleton arguments for leapfrog BI hearing

01/10/2020

FCA extends 10% depreciation guidance

30/09/2020

FCA writes to investment and insurance CEOs on client assets and Covid-19

30/09/2020

FCA updates on Brexit preparations

30/09/2020

Overdrafts and Coronavirus: Finalised FCA Guidance

Caroline Stevenson

30/09/2020

Consumer Credit and Coronavirus: Final FCA Guidance

Caroline Stevenson

30/09/2020

FCA reopens TPR window and tells fund managers to update

30/09/2020

Ex-banker acquitted in FCA document destruction trial

30/09/2020

FCA reports on regulatory perimeter

29/09/2020

FCA updates on BI appeal and lodges leapfrog application

29/09/2020

FCA updates on new COVID-19 issues

25/09/2020

BoE reports on supplier’s misuse of audio feed

24/09/2020

FCA launches investigation under Competition Act

24/09/2020

First firms to move to RegData

24/09/2020

Treasury Committee seeks economic crime answers

23/09/2020

FCA consults on international firm regulation

23/09/2020

FCA publishes insurance pricing report and consults on fundamental change

23/09/2020

FCA speaks on culture in investment management sector

21/09/2020

BI consequentials hearing set for 2 October

18/09/2020

FCA writes to CEOs on BI judgment

18/09/2020

Regulatory Initiatives Grid heralds return to “normality”

18/09/2020

FCA sets up LIBOR transition page

17/09/2020

FCA plans £100,000 penalty on individual for market abuse

16/09/2020

Chair announced for Unsecured Credit Market review

Caroline Stevenson

16/09/2020

Overdrafts and Coronavirus: Additional Guidance for firms

Caroline Stevenson

16/09/2020

Consumer Credit and Coronavirus (Additional Guidance for Firms)

Caroline Stevenson

16/09/2020

FCA launches call for input on consumer investment market

15/09/2020

BI test case: Court largely supports policyholders

15/09/2020

FCA finalises access to cash guidance

Caroline Stevenson

14/09/2020

FCA confirms new mortgages guidance

Caroline Stevenson

14/09/2020

Up next from FCA

14/09/2020

FCA to update mandatory resilience survey

11/09/2020

FCA confirms fund reporting extension deadlines

10/09/2020

BI insurance judgment due 15 September

10/09/2020

FCA censures individual for market abuse

09/09/2020

FCA updates on General Insurance value measures

08/09/2020

FCA reminds firms of market abuse investigation protocol

07/09/2020

FCA publishes quarterly consultation

07/09/2020

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