Tag - FCA

FCA modifies list of derivatives subject to derivatives trading obligation

19/10/2021

FCA publishes financial promotions data

18/10/2021

FCA fines adviser for pension transfer advice failings

18/10/2021

Charles Randell to step down as FCA and PSR Chair

15/10/2021

Contactless card payment limit increased to £100

15/10/2021

FCA portfolio letter to Lloyd’s participants

13/10/2021

FCA looks at next steps in consumer credit regulation

11/10/2021

FCA publishes REP-CRIM data analysis

07/10/2021

Nat West pleads guilty to MLR offences

07/10/2021

FCA makes final rules on value for money in workplace pensions

04/10/2021

FCA updates GI pricing FAQs

01/10/2021

FCA updates rules on credit card instalment plans

01/10/2021

FCA portfolio letter to wealth management and stockbroking firms

30/09/2021

FCA consults on decisions on use of LIBOR

30/09/2021

FCA warns on credit intermediary application delays

28/09/2021

FCA delivers speech on diversity and inclusion

27/09/2021

Government publishes report on regulation of Football Index

24/09/2021

Up next from the regulators

23/09/2021

Treasury updates on economic crime levy

22/09/2021

Complaints Commissioner rejects unregulated investments complaint

21/09/2021

Responses published on future framework for regulation of financial services

20/09/2021

FCA speech: proposals for a new listing regime

17/09/2021

Measuring value for money in DC pension schemes

16/09/2021

FCA publishes insurer claims data

15/09/2021

FCA publishes consumer investment strategy

15/09/2021

Regulators write to firms on trade finance expectations

14/09/2021

Government and FCA respond on LCF Report

14/09/2021

Up next from FCA

14/09/2021

FCA consults on new cancellation and variation power

10/09/2021

FCA mortgage guidance to expire in October

08/09/2021

FCA launches 2021 Green FinTech Challenge

06/09/2021

FCA Chair speaks on risks of token regulation

06/09/2021

FCA calls for funeral plan providers and intermediaries to apply now

02/09/2021

FCA confirms pensions transfer redress guidance review

01/09/2021

Tribunal confirms FCA ban on IFA following sex offence

01/09/2021

FCA publishes supervisory notice against Dolfin Financial

27/08/2021

FCA publishes P2P strategy letter

26/08/2021

FCA publishes requirements on SIPP operator

25/08/2021

FCA publishes personal and commercial line insurance portfolio letter

25/08/2021

FCA tells insurance firms to be ready for fair value changes

25/08/2021

FCA sending further resilence survey updates

24/08/2021

Register now for FIN Live: 9 September

24/08/2021

FCA publishes life insurance supervisory letter

19/08/2021

FCA updates on GI pricing

18/08/2021

FCA writes to mortgage third party administrators

11/08/2021

FCA responds to Treasury on frozen bank accounts

11/08/2021

FCA announces new Digital Sandbox window

11/08/2021

Next steps for the Consumer Duty

11/08/2021

FCA, PRA and SEC enter derivatives MoU

09/08/2021

FCA fines adviser for pension transfer advice failings

09/08/2021

FCA launches third IFPR consultation

06/08/2021

FCA updates on regulating the funeral plans sector

05/08/2021

Final report issued on FCA complaint

05/08/2021

Court of Appeal supports FCA on unauthorised business action

04/08/2021

FCA writes to RemCo chairs

04/08/2021

FCA launches new whistleblowing webform

03/08/2021

Regulatory sandbox now open year-round

02/08/2021

FCA gets illegal money lender charges removed

02/08/2021

FCA resumes work on Credit Information Market Study

30/07/2021

FCA consults on streamlining decision making

29/07/2021

FCA updates on MIFIDPRU applications

29/07/2021

FCA consults on D&I on listed company boards

29/07/2021

FCA publishes individual ban notice

29/07/2021

FCA writes to firms on SME lending and BBLS fraud

29/07/2021

Individual imprisoned for fraudulent trading and FSMA breaches

27/07/2021

FCA updates on IFPR

27/07/2021

FCA updates on platforms portfolio strategy

26/07/2021

FCA publishes second set of IFPR rules

26/07/2021

FCA confirms new rules

23/07/2021

Treasury writes to FCA over frozen bank accounts

22/07/2021

FCA outlines mortgage prisoners review

21/07/2021

FCA updates on financial promotions

21/07/2021

BoE and PRA publish Response to the Complaints Commissioner’s Annual Report 2020/21

20/07/2021

FCA takes action against debt packager firms

20/07/2021

FCA consults on amendments to the PRIIPs Regulation

20/07/2021

FCA publishes FAQs on the fair treatment of vulnerable customers

19/07/2021

FCA launches fifth financial resilience survey

19/07/2021

FCA updates on travel insurance expectations

19/07/2021

FCA publishes updated policy statement on fees

16/07/2021

FCA updates on workstreams

16/07/2021

FCA report on independent review recommendations

15/07/2021

Complaints Commission Report: how financial services regulators consider complaints

15/07/2021

FCA publishes annual report and accounts

15/07/2021

FCA to survey preparedness for GI pricing changes and use of credit broking permissions

15/07/2021

FCA publishes Business Plan

15/07/2021

FCA concerned on Provident scheme of arrangement

14/07/2021

FCA updates on BI

14/07/2021

CLLS responds on fin proms

14/07/2021

FCA bans fraudster

14/07/2021

FCA consults on modifying derivatives list on LIBOR transition

14/07/2021

FCA publishes financial promotions case studies

09/07/2021

FCA fines LBGI £90m for misleading renewals communications

08/07/2021

FCA publishes agreements with overseas regulators

08/07/2021

FCA consults on updates to guidance on the review of Part VII transfers

08/07/2021

FCA urges consumers to protect pension savings

07/07/2021

Responses to Work and Pensions Committee report on protecting pension savers

06/07/2021

Fund managers fall short on assessing value of funds

06/07/2021

FCA consults on reforms to improve the effectiveness of UK primary markets

05/07/2021

FCA confirms new rules on regulation of funeral plans

05/07/2021

Appeal refused on FCA action against unauthorised firm

02/07/2021

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