Tag - FCA

FCA publishes MiFID 2 product governance review

26/02/2021

FCA finalises Breathing Space rule changes

26/02/2021

Treasury and FCA discuss perimeter report

25/02/2021

BoE updates on data collection

23/02/2021

FCA finalises vulnerability guidance

23/02/2021

BI insurance declarations submitted to Supreme Court

16/02/2021

FCA updates on cancellations and refunds guidance

15/02/2021

FCA publishes results of updated Financial Lives research

11/02/2021

BoE updates on market infrastructure and payment system supervision

11/02/2021

FCA starts restitution application for DB transfer advice

10/02/2021

FCA publishes retail banking portfolio letter

09/02/2021

Up next from FCA

08/02/2021

FCA reports on technology risks and mitigation

08/02/2021

Regulators update on Covid reporting

08/02/2021

FCA publishes international firms approach document

04/02/2021

FCA to contact firms in repeat Covid impact survey

03/02/2021

Treasury confirms BNPL regulation “as soon as time allows”

02/02/2021

FCA publishes unsecured credit market report

Caroline Stevenson

02/02/2021

FCA updates on BI issues

01/02/2021

FCA consults on changes to SCA-RTS and payment services perimeter guidance

28/01/2021

FCA tells firms not to close branches during lockdown

28/01/2021

FCA updates on PEMC signposting

28/01/2021

FCA publishes BBLS PAYG guidance

27/01/2021

FCA updates on BI judgment effects

25/01/2021

FCA updates on DB transfer business

21/01/2021

FCA reports on protecting consumers from harm

18/01/2021

FCA reminds firms to check permissions regularly

18/01/2021

FCA publishes whistleblowing VREQ

14/01/2021

FCA updates on EU MoUs

14/01/2021

FCA consults on mortgage and consumer credit Covid guidance update

14/01/2021

FCA publishes FAQ on insurance pricing plans

13/01/2021

FCA updates on BI case and insurance expectations

12/01/2021

Market Watch on recordings and alternative working arrangements

11/01/2021

FCA Covid financial crime guidance to expire

11/01/2021

FCA to repeat Covid resilience survey

11/01/2021

FCA publishes Covid resilience survey results

07/01/2021

FCA reminds firms to be prepared for Brexit

Angie Bamboulis

24/12/2020

FCA finalises all Brexit instruments and TTP

22/12/2020

FCA fines Charles Schwab over client asset failings

21/12/2020

Regulators update on Covid-related SMCR expectations

21/12/2020

FCA censures firm in relation to Connaught investments

21/12/2020

Court of Appeal upholds insider dealing convictions

21/12/2020

Final reports on FCA supervision of LCF and Connaught make damning reading

18/12/2020

FCA makes Remuneration Code changes

17/12/2020

FCA sets up temporary regime for crypto firms

17/12/2020

FCA updates on complaints data

16/12/2020

No BI judgment this year

16/12/2020

FCA fines and bans individual for market abuse

16/12/2020

FCA fines over treatment of customers in arrears

Caroline Stevenson

15/12/2020

FCA consults on prudential regulation of MiFID firms

15/12/2020

FCA makes new executive appointments

14/12/2020

FCA makes new rules

14/12/2020

FCA consults on proving presence of Covid

11/12/2020

FCA fines firms for unsuitable pensions advice

10/12/2020

FCA confirms mini-bond marketing ban

10/12/2020

FCA publishes Brexit FAQs

09/12/2020

FCA consults on guidance for IPs

09/12/2020

PRA notes FCA “long-term absence” consultation

04/12/2020

Up next from FCA

04/12/2020

FCA updates on MAR and Brexit

04/12/2020

FCA and PSR Terms of Reference on Access to Cash

Angie Bamboulis

03/12/2020

FCA publishes RDR and FAMR evaluation

03/12/2020

FCA responds to Treasury Committee queries on work streams

03/12/2020

FCA launches UK Benchmarks Register

03/12/2020

FCA writes portfolio letters to SIPP operators

03/12/2020

FCA pleased with RTO price cap

03/12/2020

FCA publish letter to Treasury Committee on Complaints Scheme Consultation

Caroline Stevenson

02/12/2020

Mainstream Consumer Credit Lenders portfolio letter published

Caroline Stevenson

02/12/2020

FCA updates on general insurance consultation

02/12/2020

FCA reminds firms to be ready for Brexit

01/12/2020

FCA makes new rules

01/12/2020

FCA announces benefits of RegData

25/11/2020

FCA outlines its supervision Strategy for Lloyd’s & London Market Insurers

Angie Bamboulis

24/11/2020

FCA fines FX options broker for market misconduct

24/11/2020

FCA updates on Digital Sandbox

24/11/2020

Productive finance working group to be established

Caroline Stevenson

23/11/2020

What next in BI appeal?

20/11/2020

FCA consults on fees

20/11/2020

FCA: Covid support for consumer credit

Caroline Stevenson

20/11/2020

FCA Regulatory Round-up

Caroline Stevenson

20/11/2020

FCA consults on use of FSB Benchmark powers

19/11/2020

FCA reminds firms of importance of data protection

19/11/2020

FCA updates on regulatory returns

Caroline Stevenson

18/11/2020

Covid-19 support update: mortgages

Caroline Stevenson

18/11/2020

FCA updates on Supreme Court BI appeal

17/11/2020

FCA writes supervision letter to PCWs

17/11/2020

Regulators update on FS Bill reforms

17/11/2020

Nikhil Rathi Speech

Caroline Stevenson

13/11/2020

FCA updates on BI insurance test case

12/11/2020

FCA updates statement on workplace arrangements

10/11/2020

Up next from FCA

06/11/2020

FCA speech: the credit market and the pandemic

05/11/2020

Delay to ESEF standard reporting

Caroline Stevenson

05/11/2020

Covid-19 measures weekly summary

05/11/2020

Further Consumer Credit Covid-19 measures announced

Caroline Stevenson

04/11/2020

FCA outlines approach on share trading obligation

04/11/2020

FCA writes to CEOs of LLMI firms

03/11/2020

Complaints Commissioner issues final report on FCA complaint

03/11/2020

FCA publish Call for Input: Unsecured Credit Market

Caroline Stevenson

02/11/2020

FCA to propose mortgage and consumer credit support update

02/11/2020

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