Tag - FCA

Government responds on financial exclusion

17/06/2021

FCA extends deadline for Pensions Consumer Journey views

16/06/2021

Artificial intelligence in financial services

15/06/2021

Up next from FCA

11/06/2021

FCA takes 13 firms into new sandbox cohort

11/06/2021

Outsourcing and operational resilience: Meeting FCA and PRA requirements by 31 March 2022 (and beyond)

Howard Duckworth

10/06/2021

FS Act 2021 starts to come into force

08/06/2021

FCA consults on CONC and other miscellaneous changes

04/06/2021

FCA extends temporary crypto registration regime

03/06/2021

Market Watch looks at use of orderbook data

28/05/2021

FCA and PRA make new accountability rules for long term absence

28/05/2021

FCA finalises value pricing and loyalty penalty measures

28/05/2021

FCA intervenes on high risk CFDs

26/05/2021

FCA confirms role in RLS

26/05/2021

FCA publishes updated information sheets

25/05/2021

FCA responds to Amigo Scheme rejection

25/05/2021

FCA orders firm to terminate AR agreements

24/05/2021

FCA consults on use of new powers to support orderly wind down of critical benchmarks

20/05/2021

FCA extends SCA deadline to March 2022

20/05/2021

FCA updates on change of legal status applications

20/05/2021

FCA Call for Input: Pensions Consumer Journey

18/05/2021

FCA writes to CEOs of EMIs on client money

18/05/2021

FCA delivers speech on the rise in online scams

18/05/2021

FCA clarifies application of EBA outsourcing guidelines

17/05/2021

FCA launches consultation on CMC phoenixing

17/05/2021

FCA reminds that complaints handling should be back to normal

13/05/2021

FCA and PSR make statement on access to cash

13/05/2021

FCA to issue credit broking permissions survey

12/05/2021

FCA finalises guidance to insolvency practitioners

12/05/2021

FCA updates supervisory statement on MiFID markets regime

11/05/2021

Up next from FCA

10/05/2021

FCA updates on property funds and liquidity and consults on LTAFs

10/05/2021

FCA publishes latest Regulatory Initiatives Grid

10/05/2021

FCA fines for financial crime failings in cum/ex trading

06/05/2021

FCA publishes new buildings insurance webpage

05/05/2021

FCA publishes Insights from Cyber Coordination Groups

30/04/2021

FCA publishes DP on high risk investment promotions

29/04/2021

FCA consults on changes to UK MiFID firm organisational requirements

28/04/2021

FCA concerned about Provident scheme of arrangement

26/04/2021

FCA publishes Authorisations Quarterly KPIs

26/04/2021

FCA delivers speech on black inclusion

23/04/2021

FCA takes criminal action for unauthorised mortgage activities

23/04/2021

Business interruption insurance: Covid calculator

22/04/2021

FCA censures firm and requires compensation payment

20/04/2021

FCA delays Business Plan

20/04/2021

Treasury Committee starts Greensill Capital inquiry

20/04/2021

FCA delivers speech on innovation

20/04/2021

FCA issues second IFPR consultation

20/04/2021

FCA fines and bans unapproved adviser

15/04/2021

FCA and PRA issue statement on FSB UK remuneration peer review

15/04/2021

FCA speech: regulating the UK as a global financial centre

15/04/2021

Regulators warn on deposit aggregators

14/04/2021

FCA publishes Covid-19 BI claims data

13/04/2021

Up next from FCA

13/04/2021

FCA publishes fin prom data

06/04/2021

FCA finalises cancellations and refunds guidance extension

01/04/2021

FCA concerned on Amigo scheme of arrangement

31/03/2021

FCA tells CMCs and High Cost Lenders to work together on complaints

31/03/2021

FCA extends financial crime reporting obligation

31/03/2021

FCA confirms DB transfer guidance

30/03/2021

FCA takes action against non-financial misconduct

29/03/2021

FCA responds to Treasury Committee on LCF

29/03/2021

FCA feeds back on Open Finance

29/03/2021

High Court finds company and individual in breach of FSMA

26/03/2021

FCA encourages individuals to report wrongdoing

24/03/2021

FCA updates on timetable for insurance pricing rules

23/03/2021

FCA speaks on importance of diversity and inclusion

18/03/2021

Complaints Commissioner criticises FCA internal communications

16/03/2021

FCA takes action against NatWest for MLR breaches

16/03/2021

FCA updates on duty of care

15/03/2021

FCA updates BI list

15/03/2021

Up next from FCA

12/03/2021

IHRP review independent report provided to FCA

11/03/2021

Treasury seeks clarity on FCA’s regulation of LCF

10/03/2021

FCA consults on minor handbook changes

08/03/2021

FCA fines and bans trader for market abuse

04/03/2021

FCA updates TPR pages

04/03/2021

FCA publishes “presence of Covid” guidance

04/03/2021

FCA publishes funeral plan consultation paper

03/03/2021

FCA publishes MiFID 2 product governance review

26/02/2021

FCA finalises Breathing Space rule changes

26/02/2021

Treasury and FCA discuss perimeter report

25/02/2021

BoE updates on data collection

23/02/2021

FCA finalises vulnerability guidance

23/02/2021

BI insurance declarations submitted to Supreme Court

16/02/2021

FCA updates on cancellations and refunds guidance

15/02/2021

FCA publishes results of updated Financial Lives research

11/02/2021

BoE updates on market infrastructure and payment system supervision

11/02/2021

FCA starts restitution application for DB transfer advice

10/02/2021

FCA publishes retail banking portfolio letter

09/02/2021

Up next from FCA

08/02/2021

FCA reports on technology risks and mitigation

08/02/2021

Regulators update on Covid reporting

08/02/2021

FCA publishes international firms approach document

04/02/2021

FCA to contact firms in repeat Covid impact survey

03/02/2021

Treasury confirms BNPL regulation “as soon as time allows”

02/02/2021

FCA publishes unsecured credit market report

02/02/2021

FCA updates on BI issues

01/02/2021

FCA consults on changes to SCA-RTS and payment services perimeter guidance

28/01/2021

FCA tells firms not to close branches during lockdown

28/01/2021

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