Tag - FCA

FCA asks for reports of sanctions evasions

18/05/2022

FCA consults on expanding dormant assets scheme

18/05/2022

FCA speaks on importance of insurance brokers

17/05/2022

FCA refuses to authorise compliance firm to operate investment network

13/05/2022

FCA highlights the risks of investing in crypto

11/05/2022

FCA issues update on multi-occupancy buildings insurance

11/05/2022

FCA bans 5 directors for causing losses to pension customers

09/05/2022

FCA delivers speech on learning from the past

06/05/2022

FCA launches new IFPR webpage

06/05/2022

FCA warns firms to stop using misleading credit ads

06/05/2022

FCA launches latest “scam smart” campaign

05/05/2022

FCA hires trio of senior individuals

04/05/2022

FCA publishes investment platforms market study findings

04/05/2022

FCA confirms no change to payment account linked services list

29/04/2022

FCA publishes H1 2022 complaints data

28/04/2022

FCA launches Early and High Growth Oversight initiative

26/04/2022

FCA uses emergency powers on BSPS advisers

25/04/2022

FCA revised Complaints Scheme delayed

22/04/2022

FCA calls on challenger banks to improve financial crime controls

22/04/2022

FCA updates FUND disclosure form

21/04/2022

FCA stops further pension adviser from disposing of assets

21/04/2022

Permission to apply for judicial review of 16 FOS decisions refused

13/04/2022

Regulators provide update on joint transformation programme

13/04/2022

FCA to remove credit broker permissions

12/04/2022

FCA publishes thematic review on wind-down planning

12/04/2022

FCA confirms non-opposition to Amigo scheme

12/04/2022

FCA opens annual consultation on its regulatory fees and levies for 2022/23

08/04/2022

Chancellor outlines climate change recommendations for the regulators

08/04/2022

FCA sets out strategy to improve outcomes

07/04/2022

FCA boosts authorisation capability

06/04/2022

FCA talks of a “digital regulator”

06/04/2022

UK gearing up to be a global cryptoasset technology hub

05/04/2022

FCA, Bank of England and PRA joint statement on LME and LME Clear

05/04/2022

Government to regulate stablecoins

04/04/2022

FSCP backs FCA’s plans to strengthen fin prom rules for high risk investments

04/04/2022

FCA publishes BSPS compensation scheme proposals

31/03/2022

FCA seeks input on use of synthetic data to support financial services innovation

30/03/2022

FCA fines asset manager and former investment director

30/03/2022

FCA provides market insights on its Innovation Hub

29/03/2022

FCA consults on update to electronic reporting under DTR

28/03/2022

FCA publishes operational resilience insights for insurance firms

25/03/2022

FCA confirms changes to PRIIPs regulation

25/03/2022

FSCS management expenses levy limit set for 2022/23

25/03/2022

FCA updates on operational and cyber resilience following Russian invasion

25/03/2022

Regulators remind firms of crypto risks

24/03/2022

FCA portfolio strategy letter on custody

22/03/2022

Treasury and FCA discuss regulatory perimeter

21/03/2022

FOS award limits increased

21/03/2022

NAO reports on BSPS

18/03/2022

FCA starts thinking about “side pockets” for Russian-exposed funds

16/03/2022

FCA responds on LCF Complaints

15/03/2022

Joint Statement from UK Financial Regulatory Authorities: Cryptoassets

14/03/2022

Treasury and FCA on investing in Russia

14/03/2022

FCA warns on illegal crypto ATMs

11/03/2022

FCA creates Ukraine-focussed webpage

11/03/2022

FCA gives guidance on operational and cyber resilience in light of invasion of Ukraine

08/03/2022

FCA comments on Amigo Scheme proposal

07/03/2022

FCA consults on miscellaneous rule changes

04/03/2022

FCA updates on Green FinTech Challenge 2021

04/03/2022

FCA publishes Consumer investments data review

04/03/2022

FCA notes impact of invasion of Ukraine on financial markets

03/03/2022

FCA updates on SCA expectations

02/03/2022

Treasury publishes response to Wholesale Markets Review consultation

01/03/2022

FCA discontinues action against individual for failure to comply with statutory Notice

01/03/2022

FCA makes new rules

01/03/2022

FCA fines Barclays over collapsed payment firm oversight

28/02/2022

FCA launches webpage on branch and ATM closures

28/02/2022

FCA Portfolio letter to credit rating agencies

23/02/2022

FCA reinforces sanctions expectations

23/02/2022

FCA responds to APPG letter before claim

23/02/2022

FCA comments on crypto-provider controllers

23/02/2022

Tribunal upholds FCA’s Decision Notice

22/02/2022

FCA warns “no change of control without approval”

18/02/2022

Tribunal considers crypto registration refusal

18/02/2022

UK Finance publishes response on Consumer Duty

16/02/2022

FCA updates on funeral plans

16/02/2022

FCA updates on GI value measures

16/02/2022

Final report: London Capital & Finance

16/02/2022

FCA finalises Part VII conduct expectations guidance

15/02/2022

BoE, FCA, PRA and PSR conduct review of MoU for UK payment systems

14/02/2022

FCA gets BNPL firms to change contract terms

14/02/2022

Regulators due to give evidence on future of financial services

14/02/2022

Treasury publishes summary of UK funds regime responses

10/02/2022

FCA orders firm to remove influencer ads

09/02/2022

FCA clarifies next steps in LIBOR transition

09/02/2022

FCA speaks on capital market enhancement

09/02/2022

FCA publishes 2021 fin proms data

03/02/2022

FCA publishes guidance on competency and capability

31/01/2022

FCA explains multiple-occupancy buildings insurance work

28/01/2022

Regulators work to transform data collection

27/01/2022

Regulators publish Wider Implications Framework

26/01/2022

FCA publishes 2022 retail banking model update

20/01/2022

FCA updates competition powers guidance

20/01/2022

FCA to impose requirements on non-compliant API

20/01/2022

FCA updates on borrowers in financial difficulty

19/01/2022

FCA consults on fin prom rules for high risk investments

19/01/2022

FCA reminds TPR firms to meet its standards or face action

18/01/2022

Treasury to make rules on misleading crypto ads

18/01/2022

FCA publishes new MIFIDPRU webpage

13/01/2022

FCA and PRA consult on FSCS management expenses levy limit

12/01/2022

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