ConductFinancial Crime PreventionFintech & InnovationInvestmentsRemunerationSMCR & Governance Wholesale brokers ignore Dear CEO letter at their peril Emma Radmore18/04/2019
Commercial InsuranceConsumer InsuranceLloyds Market FCA publish thematic review on GI distribution chain Caroline Stevenson10/04/2019
Consumer CreditInsurance Memorandum of Understanding between the FCA and the ASA published Caroline Stevenson08/04/2019
Enforcement & LitigationFinancial Crime Prevention FCA gives investigations update Emma Radmore05/04/2019
Enforcement & LitigationInvestments ESMA happy with national product intervention measures Emma Radmore02/04/2019
Commercial BankingConductConsumer FinanceFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRetail Banking FCA publishes final no-deal Brexit rules Emma Radmore29/03/2019
Regulated Mortgages FCA consultation: Responsible Lending for Mortgage Customers Caroline Stevenson27/03/2019
Consumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA extends temporary permissions window Emma Radmore27/03/2019
Consumer Credit FCA Publish Final Report on the Retained Provisions of the CCA Caroline Stevenson26/03/2019
ConductEnforcement & Litigation EBA agrees form of MoU between European and UK supervisors Roseyna Jahangir20/03/2019
ConductInvestments FCA imposes £27.6 million fine for transaction reporting failures Roseyna Jahangir19/03/2019
Enforcement & LitigationInvestments Treasury Committee asks for London Capital inquiry Emma Radmore19/03/2019
Consumer CreditInsuranceRegulated MortgagesRetail Banking CMA’s Loyalty Penalty Working Group terms of reference published Roseyna Jahangir18/03/2019
Consumer Credit Debt management sector: second FCA thematic review published Roseyna Jahangir18/03/2019
Consumer CreditFintech & InnovationFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA Update on Digital Regulatory Reporting Angie Bamboulis14/03/2019
Enforcement & LitigationInsurance FCA fines Carphone Warehouse for insurance misselling Emma Radmore13/03/2019
ConductConsumer CreditFundsInsuranceInvestmentsRegulated Mortgages FCA finalises guidance on SoRs and responsibilities maps Emma Radmore08/03/2019
Consumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA confirms FOS increase Emma Radmore08/03/2019
ConductConsumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA makes Directory rules Emma Radmore08/03/2019
Pensions FCA proposes new rules on disclosing administration charges and transaction costs for personal pension schemes Gavin Ellison08/03/2019
Fintech & InnovationInvestments FCA publishes research on consumer attitudes to cryptoassets Roseyna Jahangir08/03/2019
Asset & Motor FinanceFintech & Innovation FCA writes to P2P platforms on wind-down plans Emma Radmore07/03/2019
Enforcement & LitigationInsurancePensions Insurance MoUs agreed between BoE, FCA, EIOPA and EU supervisors Roseyna Jahangir06/03/2019
Commercial BankingConductConsumer CreditEnforcement & LitigationFinancial Crime PreventionFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRegulated MortgagesRetail Banking BoE and FCA update on Brexit approach Roseyna Jahangir28/02/2019
FundsInvestmentsPensions FCA calls for costs and charges disclosure improvements Emma Radmore28/02/2019
Commercial BankingFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRetail Banking FCA renews call for firms to prepare for Brexit Roseyna Jahangir27/02/2019
Commercial BankingInvestmentsRetail Banking US and UK authorities agree measures to secure derivatives trading and clearing activities post-Brexit Roseyna Jahangir25/02/2019
Insurance Final report on wholesale insurance broker market study published by FCA Roseyna Jahangir20/02/2019
Payment Services & Electronic Money FCA publishes rules and guidance for payment services and e-money sectors Roseyna Jahangir04/02/2019
Commercial BankingFundsInsuranceInvestmentsRetail Banking FCA publishes call to action for firms to prepare for no-deal Brexit Roseyna Jahangir04/02/2019
Commercial BankingConsumer CreditEnforcement & LitigationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRegulated MortgagesRetail Banking FCA agrees Brexit MoUs with European securities regulators Roseyna Jahangir04/02/2019
InsuranceInvestmentsPensions FCA and FRC focus on encouraging effective stewardship Roseyna Jahangir30/01/2019
Insurance FCA consults on reporting requirements for General Insurance firms Roseyna Jahangir30/01/2019
Consumer CreditEnforcement & LitigationFinancial Crime PreventionPayment Services & Electronic MoneyRetail Banking FCA makes new rules Emma Radmore28/01/2019
Commercial BankingConsumer CreditFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyRegulated MortgagesRetail Banking FCA to look at product governance and research unbundling Emma Radmore21/01/2019
FundsInsuranceInvestmentsPensionsRetail Banking New FCA portal for mutual societies Roseyna Jahangir16/01/2019
Consumer CreditFinancial Crime PreventionFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRegulated MortgagesRetail Banking FCA publishes sector views Emma Radmore11/01/2019
Regulated Mortgages Treasury Committee welcomes new move for mortgage prisoners Emma Radmore11/01/2019
Consumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA ‘Dear CEO’ letter on misleading financial promotions Angie Bamboulis09/01/2019
Commercial BankingConsumer CreditFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRegulated MortgagesRetail Banking FCA consults on Brexit contractual continuity provision Roseyna Jahangir08/01/2019
Consumer CreditInsuranceInvestmentsPensionsRegulated MortgagesRetail Banking FCA opens window for CMCs to register for temporary permission Roseyna Jahangir02/01/2019
Uncategorized FCA publishes finalised guidance on fairness of variation terms in FS contracts Davinia Collins19/12/2018
InsuranceRegulated MortgagesRetail Banking CMA announces reforms to loyalty penalty Davinia Collins19/12/2018
Consumer Credit FCA publishes feedback and further consultation regarding catalogue and store credit Roseyna Jahangir18/12/2018
Consumer CreditPayment Services & Electronic MoneyRetail Banking FCA consults on tacking bank overdraft charges Roseyna Jahangir18/12/2018
Financial Crime PreventionInvestmentsUncategorized FCA updates on MAR compliance Emma Radmore18/12/2018
Pensions CMA announces reforms to the investment consultancy and fiduciary management sector Gavin Ellison12/12/2018
Commercial BankingFinancial Crime PreventionFundsRetail Banking FCA reports on cyber review findings Emma Radmore10/12/2018
Consumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA publishes quarterly consultation Emma Radmore10/12/2018
Enforcement & LitigationInvestments FCA plans permanent CFD intervention measures Emma Radmore10/12/2018
Regulated Mortgages Publication of FCA’s findings on long-term mortgage arrears Roseyna Jahangir06/12/2018
Enforcement & LitigationFinancial Crime Prevention FCA decides to fine former Sonali CEO Emma Radmore05/12/2018
Commercial BankingConsumer CreditFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRegulated MortgagesRetail Banking FCA publishes approach to authorisation and feedback statement Roseyna Jahangir29/11/2018
ConductFundsInsuranceInvestmentsRetail Banking FCA consults further on Brexit approach Emma Radmore23/11/2018
Financial Crime PreventionFintech & Innovation FCA speaks on AI and financial crime Emma Radmore21/11/2018
Emma Radmore
Gavin Ellison
Caroline Stevenson
FIN. Team
Angie Bamboulis
Roseyna Jahangir
Davinia Collins
Barry Stimpson
Michelle Chance
