Commercial BankingConsumer FinanceFinancial Crime PreventionFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRetail Banking FCA discusses AI in financial services Roseyna Jahangir16/07/2019
Commercial BankingConsumer FinanceEnforcement & LitigationFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRetail Banking FCA invites feedback on Gabriel replacement Roseyna Jahangir16/07/2019
Retail Banking FCA Multi-firm review: Retail Banking: Business Continuity Planning Caroline Stevenson12/07/2019
ConductEnforcement & LitigationFinancial Crime PreventionRetail Banking FCA publishes annual report Emma Radmore09/07/2019
Commercial BankingConsumer FinanceFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRetail Banking UK financial regulators publish climate change Joint Declaration Roseyna Jahangir02/07/2019
Retail Banking CMA Reviews Part 6 of Retail Banking Market Investigation Order 2017 Angie Bamboulis01/07/2019
Enforcement & LitigationFinancial Crime Prevention FCA announces insider dealing imprisonment for former compliance officer Emma Radmore01/07/2019
ConductEnforcement & LitigationFinancial Crime Prevention Bank fined £45.5 million for failure to share suspicions of fraud with FCA Roseyna Jahangir21/06/2019
Consumer FinanceConsumer InsuranceEnforcement & LitigationPayment Services & Electronic MoneyRetail Banking CMA may be given enhanced powers to impose fines for consumer law breaches Roseyna Jahangir19/06/2019
Consumer FinanceEnforcement & LitigationFintech & InnovationInsuranceInvestments FCA publishes first perimeter report Emma Radmore19/06/2019
ConductConsumer InsuranceRegulated MortgagesSavings accounts CMA updates on loyalty penalty work Emma Radmore19/06/2019
Fintech & InnovationPayment Services & Electronic Money Terms of Reference of the Joint Authorities Cash Strategy Group Angie Bamboulis11/06/2019
Financial Crime Prevention FCA finds culture the main issue in capital market AML review Emma Radmore10/06/2019
Consumer CreditConsumer FinanceCurrent AccountsRetail Banking FCA publishes overdraft cost reform rules Caroline Stevenson07/06/2019
Commercial BankingRetail Banking FCA and PRA Joint Statement on LIBOR preparations Angie Bamboulis05/06/2019
Commercial BankingConsumer FinanceFinancial Crime PreventionFintech & InnovationFundsInsuranceInvestmentsRetail Banking FCA and Dutch Authority agree on closer partnership Angie Bamboulis05/06/2019
ConductConsumer FinanceInvestmentsP2P FCA Publish Final Rules on Loan-based and Investment-based Crowdfunding Platforms Caroline Stevenson04/06/2019
Enforcement & LitigationPayment Services & Electronic MoneyRetail BankingSMCR & Governance PRA and FCA impose £1.89m fine for outsourcing failures Roseyna Jahangir30/05/2019
ConductEnforcement & LitigationFunds FCA publishes asset management competition breach case study Emma Radmore24/05/2019
Enforcement & LitigationInvestments London Capital & Finance investigation starts Emma Radmore23/05/2019
Consumer FinanceEnforcement & Litigation FCA publishes unfair term undertaking Emma Radmore23/05/2019
ConductInsuranceRetail Banking Inside FCA Podcast: Andrew Bailey on the Business Plan and future of regulation Caroline Stevenson14/05/2019
ConductInsurancePayment Services & Electronic MoneyRetail Banking Treasury committee report on access to financial services Caroline Stevenson13/05/2019
ConductEnforcement & Litigation FCA publishes undertaking on unfair contract term Caroline Stevenson10/05/2019
Enforcement & LitigationFinancial Crime Prevention FCA fines for market abuse control failings Emma Radmore30/04/2019
Enforcement & LitigationInvestments FCA announce delay of publication of rules for CFD Natasha Brownlee26/04/2019
ConductEnforcement & Litigation FCA publishes enforcement and supervision ‘Approach’ documents Roseyna Jahangir24/04/2019
Fintech & InnovationInsuranceInvestmentsRetail Banking FCA publishes research agenda Emma Radmore23/04/2019
ConductConsumer FinanceFinancial Crime PreventionFintech & InnovationInsurance FCA prioritises culture, customers and crime prevention Emma Radmore23/04/2019
ConductFinancial Crime PreventionFintech & InnovationInvestmentsRemunerationSMCR & Governance Wholesale brokers ignore Dear CEO letter at their peril Emma Radmore18/04/2019
Commercial InsuranceConsumer InsuranceLloyds Market FCA publish thematic review on GI distribution chain Caroline Stevenson10/04/2019
Enforcement & LitigationFinancial Crime Prevention FCA fines SCB £100m for AML failings Emma Radmore10/04/2019
Consumer CreditInsurance Memorandum of Understanding between the FCA and the ASA published Caroline Stevenson08/04/2019
Enforcement & LitigationFinancial Crime Prevention FCA gives investigations update Emma Radmore05/04/2019
Enforcement & LitigationInvestments ESMA happy with national product intervention measures Emma Radmore02/04/2019
Commercial BankingConductConsumer FinanceFintech & InnovationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRetail Banking FCA publishes final no-deal Brexit rules Emma Radmore29/03/2019
Regulated Mortgages FCA consultation: Responsible Lending for Mortgage Customers Caroline Stevenson27/03/2019
Consumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA extends temporary permissions window Emma Radmore27/03/2019
Consumer Credit FCA Publish Final Report on the Retained Provisions of the CCA Caroline Stevenson26/03/2019
ConductEnforcement & Litigation EBA agrees form of MoU between European and UK supervisors Roseyna Jahangir20/03/2019
ConductInvestments FCA imposes £27.6 million fine for transaction reporting failures Roseyna Jahangir19/03/2019
Enforcement & LitigationInvestments Treasury Committee asks for London Capital inquiry Emma Radmore19/03/2019
Consumer CreditInsuranceRegulated MortgagesRetail Banking CMA’s Loyalty Penalty Working Group terms of reference published Roseyna Jahangir18/03/2019
Consumer Credit Debt management sector: second FCA thematic review published Roseyna Jahangir18/03/2019
Consumer CreditFintech & InnovationFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA Update on Digital Regulatory Reporting Angie Bamboulis14/03/2019
Enforcement & LitigationInsurance FCA fines Carphone Warehouse for insurance misselling Emma Radmore13/03/2019
ConductConsumer CreditFundsInsuranceInvestmentsRegulated Mortgages FCA finalises guidance on SoRs and responsibilities maps Emma Radmore08/03/2019
Consumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA confirms FOS increase Emma Radmore08/03/2019
ConductConsumer CreditFundsInsuranceInvestmentsRegulated MortgagesRetail Banking FCA makes Directory rules Emma Radmore08/03/2019
Pensions FCA proposes new rules on disclosing administration charges and transaction costs for personal pension schemes Gavin Ellison08/03/2019
Fintech & InnovationInvestments FCA publishes research on consumer attitudes to cryptoassets Roseyna Jahangir08/03/2019
Asset & Motor FinanceFintech & Innovation FCA writes to P2P platforms on wind-down plans Emma Radmore07/03/2019
Enforcement & LitigationInsurancePensions Insurance MoUs agreed between BoE, FCA, EIOPA and EU supervisors Roseyna Jahangir06/03/2019
Roseyna Jahangir
Caroline Stevenson
Emma Radmore
Angie Bamboulis
Natasha Brownlee
Gavin Ellison
FIN. Team
