Tag - ESMA

ESMA consults on fund marketing notifications

18/05/2022

ESMA issues recommendations to improve investor protection

30/04/2022

EU adopts additional equivalence decisions for US exchanges

05/04/2022

ESMA addresses asset management industry on sustainable finance and systemic risk

30/03/2022

ESMA extends recognition decisions for UK CCPs

25/03/2022

“Market share test” update on commodity derivatives ancillary activities exemption

14/03/2022

ESMA publishes peer review on cross-border supervision

11/03/2022

Report says single market for investment funds not working

23/02/2022

ESMA Sustainable Finance Roadmap 2022-2024

11/02/2022

ESMA briefing: the use of tied agents under MiFID II

03/02/2022

ESMA consults on MiFID 2 suitability

27/01/2022

ESMA publishes guidelines on delayed disclosure under MAR

05/01/2022

Insurance Europe responds to ESMA call for evidence

05/01/2022

ESMA asks for support on reverse solicitation report

04/01/2022

ESMA publishes appropriateness and execution only report

04/01/2022

ESMA publishes call for evidence on DLT pilot regime

04/01/2022

ESMA reports on MAR sanctions

23/11/2021

ESMA makes statement on investment recommendations on social media

29/10/2021

ESMA seeks stakeholder input on retail consumer protection

13/10/2021

ESMA seeks input on retail investor protection

01/10/2021

ESMA publishes 2022 work programme

29/09/2021

ESMA consults on changes to MiFID II best execution reporting

24/09/2021

ESMA speaks on retail investment in capital markets

21/09/2021

ESMA publishes guidelines on marketing communications

03/08/2021

ESMA publishes calls for advice on PRIIPs and wider retail issues

02/08/2021

ESMA consults on MiFID II remuneration requirements

19/07/2021

ESMA updates funds FAQs

16/07/2021

ESMA warns of PFOF risks

13/07/2021

ESAs report on F&P, internal governance and remuneration

02/07/2021

EBA and ESMA update on IFR permitted funds

01/06/2021

ESMA finalises marketing guidelines

27/05/2021

ESMA calls for evidence on digital finance

27/05/2021

ESMA fines Moody’s for conflict of interest breaches

31/03/2021

ESMA updates funds FAQs

30/03/2021

ESMA publishes crowdfunding FAQs

25/02/2021

ESMA publishes fund distribution ITS

02/02/2021

ESMA goes on product governance drive

02/02/2021

ESMA consults on MiFID 2 appropriateness and execution-only

02/02/2021

ESMA reminds firms about MiFID 2 reverse solicitation and Brexit

13/01/2021

ESMA publishes cloud outsourcing guidelines

21/12/2020

ESMA consults on fund marketing communications

11/11/2020

EU to recognise UK CCPs from 1 January 2021

30/09/2020

ESMA publishes draft third country RTS

29/09/2020

ESMA issues report on MAR

28/09/2020

ESMA recommends priority topics in Commission’s AIFMD review

20/08/2020

ESAs consult on management body suitability guidelines

03/08/2020

ESMA issues second report on sanctions under MiFID 2

13/07/2020

ESMA updates work programme

18/06/2020

ESMA clarifies MiFIR open access application

11/06/2020

ESMA opines on compliance function

08/06/2020

ESMA consults on cloud outsourcing guidelines

03/06/2020

ESMA updates investor protection FAQs

28/05/2020

Regulator Covid-19 update 6 May: SMCR, financial crime systems and other updates

06/05/2020

Regulator Covid-19 update 9 April

09/04/2020

ESMA publishes fund performance fee guidance

06/04/2020

ESMA publishes MiFID 2 reports

02/04/2020

Regulator Covid-19 update 1 April

01/04/2020

ESMA extends response dates

23/03/2020

Regulator Covid-19 update for 20 March, including on key worker categorisation

20/03/2020

ESMA issues public statement on Covid-19

Rachael Preston

13/03/2020

ESMA publishes its 2019 Annual Report 2020 Supervision Work Programme

Rachael Preston

11/03/2020

ESMA updates MiFID 2 FAQs

18/02/2020

ESMA Chair delivers speech on sustainable finance issues

14/02/2020

ESMA outlines sustainable finance strategy

07/02/2020

ESMA takes action on suitability

05/02/2020

ESMA reports on product intervention

05/02/2020

UK and EU regulators update on Brexit

31/01/2020

CCPs deemed equivalence and recognition decisions extended by ESMA and Commission

23/12/2019

ESAs publish AML/CFT cooperation guidance

17/12/2019

ESMA publishes MAR review papers

16/12/2019

EMIR updating Regulation published in OJ

Roseyna Jahangir

13/12/2019

ESMA updates MiFID 2 and AIFMD FAQs

04/12/2019

FMLC responds on MAR review

03/12/2019

ESMA to examine reporting issues in annual financial reports

Roseyna Jahangir

23/10/2019

ESAs consult on changes to PRIIPs KID Regulation

Roseyna Jahangir

16/10/2019

ESAs publish AML risk opinion

04/10/2019

ESMA updates MiFID 2 FAQs

03/10/2019

ESMA consults on MAR review

03/10/2019

ESAs Joint Committee defines its priorities for 2020

Rachael Preston

03/10/2019

ESMA calls for evidence on product intervention measures

30/09/2019

ESMA publishes Guidelines on funds liquidity stress testing

Roseyna Jahangir

02/09/2019

ESAs respond on crypto assets

21/08/2019

Call for evidence on impact of MiFID II disclosure requirements

Roseyna Jahangir

18/07/2019

MiFID II compliance function consultation published

Roseyna Jahangir

16/07/2019

ESMA consults on harmonisation of performance fees under UCITS Directive

Roseyna Jahangir

16/07/2019

ESMA warns CFD providers on undesirable practices

12/07/2019

Funds amendment legislation published in OJ

12/07/2019

ESMA updates MiFID 2 FAQs

11/07/2019

ESA evaluates cross-border supervision of retail financial services

Roseyna Jahangir

10/07/2019

ESMA leaves product intervention to Member States

02/07/2019

ESMA speaks on equivalence and cross-border regulation

06/06/2019

ESMA updates funds FAQs

05/06/2019

ESMA updates MiFID II and MiFIR Q&As

Roseyna Jahangir

29/05/2019

FCA announce delay of publication of rules for CFD

26/04/2019

ESMA publishes appropriateness briefing

05/04/2019

ESMA updates funds and MAR FAQs

01/04/2019

ESMA fines CRAs for conflicts breaches

28/03/2019

ESMA updates MiFID 2 FAQs

28/03/2019

ESMA updates Q&A on MiFID II AND MiFIR in relation to commodity derivatives topics

28/03/2019

ESMA issues FAQs under Prospectus Regulation

27/03/2019

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