Investments ESMA updates Q&A on MiFID II AND MiFIR in relation to commodity derivatives topics Emma Radmore28/03/2019
Investments UK CSD to be recognised by ESMA in the event of a no-deal Brexit Angie Bamboulis01/03/2019
FundsInvestmentsRetail Banking ESMA confirms three UK CCPs can be recognised to provide services to the EU Roseyna Jahangir18/02/2019
Commercial BankingConductInsurancePayment Services & Electronic MoneyRetail BankingSMCR & Governance ESMA briefs on non-EU branches Emma Radmore06/02/2019
ConductConsumer FinanceEnforcement & LitigationFintech & InnovationFundsInsurancePayment Services & Electronic MoneyPensionsRetail Banking ESMA creates Brexit page Emma Radmore06/02/2019
Commercial BankingInvestmentsRetail Banking ESMA issues statement on derivatives reporting upon ‘no deal’ Brexit Roseyna Jahangir04/02/2019
Commercial BankingConsumer CreditEnforcement & LitigationFundsInsuranceInvestmentsPayment Services & Electronic MoneyPensionsRegulated MortgagesRetail Banking FCA agrees Brexit MoUs with European securities regulators Roseyna Jahangir04/02/2019
Commercial BankingFundsInsuranceInvestmentsPensions ESMA publishes 2019 Regulatory Work Programme Roseyna Jahangir04/02/2019
Investments Regulators update on market infrastructure recognition post-Brexit Emma Radmore20/12/2018
Commercial BankingFundsInvestmentsRetail Banking ESMA publishes texts supporting the Securitisation Regulation Roseyna Jahangir13/11/2018
Fintech & InnovationInvestments ESMA publishes report on ICOs and Crypto-Assets Roseyna Jahangir22/10/2018
Enforcement & LitigationInvestments ESMA confirms and updates product intervention on CFDs Emma Radmore28/09/2018
Enforcement & LitigationInvestments FCA updates on high-risk products and retail investors Emma Radmore01/08/2018
Pensions FCA confirms that pension schemes will not need to start clearing OTC derivatives when EMIR exemption expires on 16 August 2018 Gavin Ellison12/07/2018
Commercial BankingFundsInsuranceInvestmentsPensions ESMA confirms end of LEI grace period Roseyna Jahangir20/06/2018
Commercial BankingConsumer CreditInvestmentsRegulated MortgagesRetail Banking ESMA consults on draft Securitisation Regulation technical standards Roseyna Jahangir22/12/2017
FundsInsuranceInvestmentsRegulated MortgagesRetail Banking ESMA clarifies application of MAR to trading in closed periods in updated MAR Questions and Answers Suzanne Gado13/12/2017
Financial Crime PreventionFintech & InnovationInvestments Regulation of crypto-currencies under negotiation Roseyna Jahangir06/12/2017
Enforcement & LitigationFinancial Crime PreventionInvestments Initial coin offerings: regulation and the risks FIN. Team24/11/2017
FundsInvestments ESMA publishes MiFID II Q&A clarifying trading obligation for shares Roseyna Jahangir15/11/2017
Enforcement & LitigationFinancial Crime PreventionFintech & InnovationFundsInvestments ESMA warns investors and firms on dangers of ICOs FIN. Team14/11/2017
FundsInvestmentsRetail Banking ESMA publishes opinion on asset segregation and depositary delegation Barry Stimpson21/07/2017
Commercial BankingInvestmentsRetail Banking ESMA publishes guidelines on cooperation between authorities under the Central Securities Depositories Regulation Davinia Collins11/07/2017
Investments ESMA updates Q&As on MiFID II and MiFIR investor protection and intermediaries topics Davinia Collins10/07/2017
InvestmentsRetail Banking Examining product governance guidelines under MiFID II Davinia Collins10/07/2017
Investments ESMA issues transparency calculations for non – equity instruments in readiness for MiFID2 Davinia Collins06/07/2017
Commercial BankingFinancial Crime PreventionFundsInsuranceInvestmentsPayment Services & Electronic Money ESMA responds on Fintech 07/06/2017
Emma Radmore
Barry Stimpson
Angie Bamboulis
Roseyna Jahangir
Gavin Ellison
FIN. Team
Suzanne Gado
Davinia Collins
