Tag - ESMA

EBA and ESMA update on IFR permitted funds

01/06/2021

ESMA finalises marketing guidelines

27/05/2021

ESMA calls for evidence on digital finance

27/05/2021

ESMA fines Moody’s for conflict of interest breaches

31/03/2021

ESMA updates funds FAQs

30/03/2021

ESMA publishes crowdfunding FAQs

25/02/2021

ESMA publishes fund distribution ITS

02/02/2021

ESMA goes on product governance drive

02/02/2021

ESMA consults on MiFID 2 appropriateness and execution-only

02/02/2021

ESMA reminds firms about MiFID 2 reverse solicitation and Brexit

13/01/2021

ESMA publishes cloud outsourcing guidelines

21/12/2020

ESMA consults on fund marketing communications

11/11/2020

EU to recognise UK CCPs from 1 January 2021

30/09/2020

ESMA publishes draft third country RTS

29/09/2020

ESMA issues report on MAR

28/09/2020

ESMA recommends priority topics in Commission’s AIFMD review

20/08/2020

ESAs consult on management body suitability guidelines

03/08/2020

ESMA issues second report on sanctions under MiFID 2

13/07/2020

ESMA updates work programme

18/06/2020

ESMA clarifies MiFIR open access application

11/06/2020

ESMA opines on compliance function

08/06/2020

ESMA consults on cloud outsourcing guidelines

03/06/2020

ESMA updates investor protection FAQs

28/05/2020

Regulator Covid-19 update 6 May: SMCR, financial crime systems and other updates

06/05/2020

Regulator Covid-19 update 9 April

09/04/2020

ESMA publishes fund performance fee guidance

06/04/2020

ESMA publishes MiFID 2 reports

02/04/2020

Regulator Covid-19 update 1 April

01/04/2020

ESMA extends response dates

23/03/2020

Regulator Covid-19 update for 20 March, including on key worker categorisation

20/03/2020

ESMA issues public statement on Covid-19

Rachael Preston

13/03/2020

ESMA publishes its 2019 Annual Report 2020 Supervision Work Programme

Rachael Preston

11/03/2020

ESMA updates MiFID 2 FAQs

18/02/2020

ESMA Chair delivers speech on sustainable finance issues

14/02/2020

ESMA outlines sustainable finance strategy

07/02/2020

ESMA takes action on suitability

05/02/2020

ESMA reports on product intervention

05/02/2020

UK and EU regulators update on Brexit

31/01/2020

CCPs deemed equivalence and recognition decisions extended by ESMA and Commission

23/12/2019

ESAs publish AML/CFT cooperation guidance

17/12/2019

ESMA publishes MAR review papers

16/12/2019

EMIR updating Regulation published in OJ

Roseyna Jahangir

13/12/2019

ESMA updates MiFID 2 and AIFMD FAQs

04/12/2019

FMLC responds on MAR review

03/12/2019

ESMA to examine reporting issues in annual financial reports

Roseyna Jahangir

23/10/2019

ESAs consult on changes to PRIIPs KID Regulation

Roseyna Jahangir

16/10/2019

ESAs publish AML risk opinion

04/10/2019

ESMA updates MiFID 2 FAQs

03/10/2019

ESMA consults on MAR review

03/10/2019

ESAs Joint Committee defines its priorities for 2020

Rachael Preston

03/10/2019

ESMA calls for evidence on product intervention measures

30/09/2019

ESMA publishes Guidelines on funds liquidity stress testing

Roseyna Jahangir

02/09/2019

ESAs respond on crypto assets

21/08/2019

Call for evidence on impact of MiFID II disclosure requirements

Roseyna Jahangir

18/07/2019

MiFID II compliance function consultation published

Roseyna Jahangir

16/07/2019

ESMA consults on harmonisation of performance fees under UCITS Directive

Roseyna Jahangir

16/07/2019

ESMA warns CFD providers on undesirable practices

12/07/2019

Funds amendment legislation published in OJ

12/07/2019

ESMA updates MiFID 2 FAQs

11/07/2019

ESA evaluates cross-border supervision of retail financial services

Roseyna Jahangir

10/07/2019

ESMA leaves product intervention to Member States

02/07/2019

ESMA speaks on equivalence and cross-border regulation

06/06/2019

ESMA updates funds FAQs

05/06/2019

ESMA updates MiFID II and MiFIR Q&As

Roseyna Jahangir

29/05/2019

FCA announce delay of publication of rules for CFD

Natasha Brownlee

26/04/2019

ESMA publishes appropriateness briefing

05/04/2019

ESMA updates funds and MAR FAQs

01/04/2019

ESMA fines CRAs for conflicts breaches

28/03/2019

ESMA updates MiFID 2 FAQs

28/03/2019

ESMA updates Q&A on MiFID II AND MiFIR in relation to commodity derivatives topics

28/03/2019

ESMA issues FAQs under Prospectus Regulation

27/03/2019

ESMA renews CFD and binary option restrictions

27/03/2019

ESMA speaks on fund priorities

07/03/2019

UK CSD to be recognised by ESMA in the event of a no-deal Brexit

Angie Bamboulis

01/03/2019

FCA SETS OUT DETAILS ON POST BREXIT REGULATION OF CRAs

Angie Bamboulis

25/02/2019

ESMA confirms three UK CCPs can be recognised to provide services to the EU

Roseyna Jahangir

18/02/2019

ESMA briefs on non-EU branches

06/02/2019

ESMA creates Brexit page

06/02/2019

ESMA issues statement on derivatives reporting upon ‘no deal’ Brexit

Roseyna Jahangir

04/02/2019

FCA agrees Brexit MoUs with European securities regulators

Roseyna Jahangir

04/02/2019

BoE and ESMA agree MoU

Roseyna Jahangir

04/02/2019

ESMA publishes 2019 Regulatory Work Programme

Roseyna Jahangir

04/02/2019

ESAs advise on crypto approach

09/01/2019

ESMA updates MiFID 2 FAQs

04/01/2019

Regulators update on market infrastructure recognition post-Brexit

20/12/2018

ESMA consults on sustainability measures

20/12/2018

ESMA publishes KID amendment advice

06/12/2018

ESMA publishes updated EMIR Regulation Q&A

Roseyna Jahangir

05/12/2018

ESMA publishes Brexit clearing views

Roseyna Jahangir

26/11/2018

ESMA publishes updated Q&As

Roseyna Jahangir

14/11/2018

ESMA publishes texts supporting the Securitisation Regulation

Roseyna Jahangir

13/11/2018

ESMA updates MAR FAQs

13/11/2018

ESMA briefs on suitability

13/11/2018

ESMA publishes draft Brexit RTS for uncleared derivatives

Roseyna Jahangir

09/11/2018

ESMA renews binary option ban

09/11/2018

ESMA publishes report on ICOs and Crypto-Assets

Roseyna Jahangir

22/10/2018

ESMA updates MiFID 2 and MiFIR FAQs

Roseyna Jahangir

05/10/2018

ESMA updates AIFMD FAQ

05/10/2018

ESMA updates MiFID and MiFID II materials

Roseyna Jahangir

03/10/2018

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