Tag - Dear CEO

PRA sets out supervisory priorities for 2022

Lucy Hadrill

12/01/2022

FCA and PRA publish dear CEO letter to global equity finance businesses

Emma Bond

10/12/2021

FCA portfolio letter to Lloyd’s participants

Emma Radmore

13/10/2021

FCA portfolio letter to wealth management and stockbroking firms

Emma Radmore

30/09/2021

Regulators write to firms on trade finance expectations

Emma Radmore

14/09/2021

FCA publishes personal and commercial line insurance portfolio letter

Emma Radmore

25/08/2021

FCA publishes life insurance supervisory letter

Emma Radmore

19/08/2021

FCA writes to investment-based crowdfunders on supervision

Emma Radmore

17/08/2021

FCA writes to insurance intermediaries on client money

Emma Radmore

02/07/2021

Dear CEO letter on retail bank AML failings

Emma Radmore

29/06/2021

FCA publishes retail banking portfolio letter

Emma Radmore

09/02/2021

PRA writes Dear CEO letters on supervisory priorities

Emma Radmore

16/12/2020

FCA writes portfolio letters to SIPP operators

Emma Radmore

03/12/2020

FCA outlines its supervision Strategy for Lloyd’s & London Market Insurers

Angie Bamboulis

24/11/2020

FCA writes supervision letter to PCWs

Emma Radmore

17/11/2020

FCA writes to CEOs of LLMI firms

Jonathan Drake

03/11/2020

FCA writes to investment and insurance CEOs on client assets and Covid-19

Emma Radmore

30/09/2020

FCA writes to CEOs on BI judgment

Jonathan Drake

18/09/2020

FCA stresses client money protection priorities

Emma Radmore

13/08/2020

Covid-19 – PRA writes to CEOs on IFRS 9 and capital requirements

Amelia Green

05/06/2020

Regulator Covid-19 Update 27 April

Jonny Williams

28/04/2020

FCA writes to CEOs on business interruption insurance

Jonathan Drake

15/04/2020

FCA writes to CEOs on end of LIBOR

Rebecca Jones

28/02/2020

FCA writes strategy letter to platforms

Emma Radmore

06/02/2020

Dear CEO letter re FSA047/048 returns

Jonny Williams

24/01/2020

FCA writes supervisory priorities letter to financial advisers

Emma Radmore

22/01/2020

FCA updates on asset management supervisory strategies

Emma Radmore

22/01/2020

FCA writes to insurance CEOs on non-financial misconduct

Emma Radmore

06/01/2020

PRA tells GI firms of focus areas

Roseyna Jahangir

07/11/2019

PRA to use s166 for regulatory returns

Emma Radmore

06/11/2019

FCA warning to CMCs – ‘play fair with PPI claims’

Scott Nodder

01/11/2019

FCA ‘Dear CEO’ letter on SCA published

Roseyna Jahangir

21/08/2019

FCA writes Dear CEO letter on harm risks in wealth management

Jonny Williams

23/07/2019

PRA writes on risks of fast growing firms

Roseyna Jahangir

12/06/2019

FCA and PRA Joint Statement on LIBOR preparations

Angie Bamboulis

05/06/2019

FCA tells CMCs what it expects

Emma Radmore

05/06/2019

Fund umbrella providers come under fire

Emma Radmore

22/05/2019

Wholesale brokers ignore Dear CEO letter at their peril

Emma Radmore

18/04/2019

FCA reminds firms about the approval of financial promotions

Angie Bamboulis

12/04/2019

FCA ‘Dear CEO’ letter on misleading financial promotions

Angie Bamboulis

09/01/2019

Bank of England communications on approach to financial services legislation under EU (Withdrawal) Act

Roseyna Jahangir

25/10/2018

FCA WRITES TO FIRMS ON AFFORDABILITY OF HCSTC LOANS

Angie Bamboulis

16/10/2018

Dear CEO letter to firms on preparations for transition from LIBOR

Angie Bamboulis

19/09/2018

FCA Dear CEO Letter on cross border arrangements

Angie Bamboulis

08/08/2018

PRA writes to CEOs on crypto-risks

FIN. Team

28/06/2018

FCA writes Dear CEO letter on crypto and financial crime

Emma Radmore

11/06/2018

FCA writes to CEOs on irredeemable preference shares

FIN. Team

19/04/2018

FCA writes to CEOs on second charges and responsible lending

FIN. Team

01/03/2018

FCA writes to CEOs on prudential returns

FIN. Team

21/02/2018

FCA sends “Dear CEO” letter on APP fraud

FIN. Team

31/01/2018

FCA sends ‘Dear CEO’ letter following CFD market review

Roseyna Jahangir

10/01/2018

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