Tag - Dear CEO

FCA publishes retail banking portfolio letter

Emma Radmore

09/02/2021

PRA writes Dear CEO letters on supervisory priorities

Emma Radmore

16/12/2020

FCA writes portfolio letters to SIPP operators

Emma Radmore

03/12/2020

FCA outlines its supervision Strategy for Lloyd’s & London Market Insurers

Angie Bamboulis

24/11/2020

FCA writes supervision letter to PCWs

Emma Radmore

17/11/2020

FCA writes to CEOs of LLMI firms

Jonathan Drake

03/11/2020

FCA writes to investment and insurance CEOs on client assets and Covid-19

Emma Radmore

30/09/2020

FCA writes to CEOs on BI judgment

Jonathan Drake

18/09/2020

FCA stresses client money protection priorities

Emma Radmore

13/08/2020

Covid-19 – PRA writes to CEOs on IFRS 9 and capital requirements

Amelia Green

05/06/2020

Regulator Covid-19 Update 27 April

Jonny Williams

28/04/2020

FCA writes to CEOs on business interruption insurance

Jonathan Drake

15/04/2020

FCA writes to CEOs on end of LIBOR

Rebecca Jones

28/02/2020

FCA writes strategy letter to platforms

Emma Radmore

06/02/2020

Dear CEO letter re FSA047/048 returns

Jonny Williams

24/01/2020

FCA writes supervisory priorities letter to financial advisers

Emma Radmore

22/01/2020

FCA updates on asset management supervisory strategies

Emma Radmore

22/01/2020

FCA writes to insurance CEOs on non-financial misconduct

Emma Radmore

06/01/2020

PRA tells GI firms of focus areas

Roseyna Jahangir

07/11/2019

PRA to use s166 for regulatory returns

Emma Radmore

06/11/2019

FCA warning to CMCs – ‘play fair with PPI claims’

Scott Nodder

01/11/2019

FCA ‘Dear CEO’ letter on SCA published

Roseyna Jahangir

21/08/2019

FCA writes Dear CEO letter on harm risks in wealth management

Jonny Williams

23/07/2019

PRA writes on risks of fast growing firms

Roseyna Jahangir

12/06/2019

FCA and PRA Joint Statement on LIBOR preparations

Angie Bamboulis

05/06/2019

FCA tells CMCs what it expects

Emma Radmore

05/06/2019

Fund umbrella providers come under fire

Emma Radmore

22/05/2019

Wholesale brokers ignore Dear CEO letter at their peril

Emma Radmore

18/04/2019

FCA reminds firms about the approval of financial promotions

Angie Bamboulis

12/04/2019

FCA ‘Dear CEO’ letter on misleading financial promotions

Angie Bamboulis

09/01/2019

Bank of England communications on approach to financial services legislation under EU (Withdrawal) Act

Roseyna Jahangir

25/10/2018

FCA WRITES TO FIRMS ON AFFORDABILITY OF HCSTC LOANS

Angie Bamboulis

16/10/2018

Dear CEO letter to firms on preparations for transition from LIBOR

Angie Bamboulis

19/09/2018

FCA Dear CEO Letter on cross border arrangements

Angie Bamboulis

08/08/2018

PRA writes to CEOs on crypto-risks

FIN. Team

28/06/2018

FCA writes Dear CEO letter on crypto and financial crime

Emma Radmore

11/06/2018

FCA writes to CEOs on irredeemable preference shares

FIN. Team

19/04/2018

FCA writes to CEOs on second charges and responsible lending

FIN. Team

01/03/2018

FCA writes to CEOs on prudential returns

FIN. Team

21/02/2018

FCA sends “Dear CEO” letter on APP fraud

FIN. Team

31/01/2018

FCA sends ‘Dear CEO’ letter following CFD market review

Roseyna Jahangir

10/01/2018

Copyright © 2021. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.