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Tag - CFD
FCA fines and bans for market abuse reporting failures
Emma Radmore
07/10/2022
Appeal refused on FCA action against unauthorised firm
Emma Radmore
02/07/2021
FCA intervenes on high risk CFDs
Emma Radmore
26/05/2021
High Court finds company and individual in breach of FSMA
Emma Radmore
26/03/2021
FCA takes passports from Cypriot firms
Emma Radmore
02/06/2020
ESMA calls for evidence on product intervention measures
Emma Radmore
30/09/2019
FCA makes CFD limiting rules
Emma Radmore
01/07/2019
FCA announce delay of publication of rules for CFD
FIN. Team
26/04/2019
FCA updates on high-risk products and retail investors
Emma Radmore
01/08/2018
ESMA exercises product intervention powers
Emma Radmore
01/06/2018
FCA sends ‘Dear CEO’ letter following CFD market review
Emma Radmore
10/01/2018
FCA warns consumers on risks of cryptocurrency CFDs
FIN. Team
15/11/2017
FCA disappointed on CFD TCF
Emma Radmore
29/06/2017
ASA says fx ad breaches Code
Emma Radmore
24/05/2017
FCA consults on retail CFD changes
FIN. Team
06/12/2016
Topics
Commercial Banking
Asset & Motor Finance
Capital Markets
Conduct
Remuneration
SMCR & Governance
Consumer Finance
Consumer Credit
Regulated Mortgages
Enforcement & Litigation
Financial Crime Prevention
Fintech & Innovation
Funds
Insurance
Commercial Insurance
Consumer Insurance
Life Insurance
Lloyds Market
Investments
Payment Services & Electronic Money
Pensions
Retail Banking
Current Accounts
Savings accounts
About FIN.
Financial Services Timeline
FIN. Contacts
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Emma Radmore
FIN. Team
Emma Radmore
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