Tag - authorisation

FCA updates on Consumer Investments Strategy

Emma Radmore

18/10/2022

FCA says applicants must prove ability to comply with Consumer Duty

Emma Radmore

28/07/2022

FCA speaks on importance of insurance brokers

Emma Radmore

17/05/2022

FCA refuses to authorise compliance firm to operate investment network

Harshil Patel

13/05/2022

FCA launches Early and High Growth Oversight initiative

Harshil Patel

26/04/2022

FCA boosts authorisation capability

Emma Radmore

06/04/2022

FCA outlines new authorisation fee structure

Lucy Hadrill

10/01/2022

FCA calls for funeral plan providers and intermediaries to apply now

Emma Radmore

02/09/2021

FCA updates on MIFIDPRU applications

Lucy Hadrill

29/07/2021

FCA publishes annual report and accounts

Emma Radmore

15/07/2021

FCA speaks on tough regulation and the future

Emma Radmore

22/06/2021

FCA publishes international firms approach document

Emma Radmore

04/02/2021

FCA to streamline cancellation process

Emma Radmore

20/07/2020

FCA gives lending application guidance

Emma Radmore

07/05/2020

FCA updates authorisation application fee

Emma Radmore

13/02/2020

Complaints Commissioner publishes responses

Emma Radmore

03/12/2019

FCA successful in High Court case against unauthorised forex firm

FIN. Team

22/05/2019

FCA publishes approach to authorisation and feedback statement

Emma Radmore

29/11/2018

HM Treasury publishes temporary permissions draft SI

Emma Radmore

24/07/2018

FCA gives application guidance

Emma Radmore

23/04/2018

FCA outlines approach to authorisation

Emma Radmore

16/03/2018

PRA publishes consultation papers on approach to supervision of third country firms after Brexit

Emma Radmore

20/12/2017

FCA sets out future approach to authorisation and competition

Emma Radmore

12/12/2017

FCA launches Asset Management Authorisation Hub

Emma Radmore

16/10/2017

FCA warns over MiFID 2 deadlines

Emma Radmore

19/09/2017

eba publishes final report on PSD2 Guidelines for authorisation and registration

11/07/2017

ECB warns that relocating banks need to act fast

05/05/2017

Copyright © 2022. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.

Tag - authorisation

FCA updates on Consumer Investments Strategy

FCA says applicants must prove ability to comply with Consumer Duty

FCA speaks on importance of insurance brokers

FCA refuses to authorise compliance firm to operate investment network

FCA launches Early and High Growth Oversight initiative

FCA boosts authorisation capability

FCA outlines new authorisation fee structure

FCA updates on IFPR

FCA calls for funeral plan providers and intermediaries to apply now

FCA updates on MIFIDPRU applications

FCA updates on IFPR

FCA publishes annual report and accounts

FCA speaks on tough regulation and the future

PRA updates on TPR timetable

FCA publishes international firms approach document

FCA to streamline cancellation process

FCA gives lending application guidance

FCA updates authorisation application fee

Tribunal upholds CMC fine

Complaints Commissioner publishes responses

FCA successful in High Court case against unauthorised forex firm

FCA publishes approach to authorisation and feedback statement

HM Treasury publishes temporary permissions draft SI

FCA gives application guidance

FCA outlines approach to authorisation

PRA publishes consultation papers on approach to supervision of third country firms after Brexit

FCA sets out future approach to authorisation and competition

FCA launches Asset Management Authorisation Hub

FCA warns over MiFID 2 deadlines

eba publishes final report on PSD2 Guidelines for authorisation and registration

ECB warns that relocating banks need to act fast