FIN.

Author - Audrey Koh

SFO publishes “co-operation” guidance

The SFO has published guidance for corporates aimed at helping them to understand what it means by “co-operation” when it is considering its charging decisions.  The SFO says it is assistance that goes above...

Tribunal refuses suspension application

Sussex Independent Financial Advisers Limited had applied to the Tribunal for a suspension of the FCA’s decision to vary its permission to remove all its permitted activities on the basis that the firm did not...

Court backs bank on account closure

A payment institution has failed in its action against RBS, after the bank closed the institution’s accounts with it and ended the banking relationship. The payment institution (P) was an FX and payment services...