Archive - November 2022

FCA consults on simplified advice regime

30/11/2022

FCA fines JBI for breaches of Principle

30/11/2022

PRA confirms decision to freeze O-SII buffer rates

30/11/2022

PRA amends approach to identifying O-SIIs

30/11/2022

BBRS report highlights complaints themes

29/11/2022

FCA speaks on culture in financial services

29/11/2022

FOS updates webpage on BSPS complaints

29/11/2022

FCA consults on fees and levies for 2023/24

29/11/2022

PRA finalises changes following depositor protection consultation

28/11/2022

FCA bans individual

28/11/2022

FCA launches consultation on ‘synthetic’ US dollar LIBOR

28/11/2022

FCA publishes BSPS redress rules

28/11/2022

FCA publishes GI value measures data

25/11/2022

FSMB: Government U-turn on intervention power

24/11/2022

EBA finalises remote onboarding guidelines

23/11/2022

FCA speaks on D&I

23/11/2022

FCA creates function to help new firms

23/11/2022

FCA to develop Code of Conduct for ESG data and ratings providers

23/11/2022

HMRC updates MSB guidance

23/11/2022

FCA consults on credit information improvements

22/11/2022

ABI publishes strategy to improve diversity in insurance sector

22/11/2022

FOS publishes Independent Assessor’s report

22/11/2022

BoE speaks on digital currencies

22/11/2022

FCA worried about trading app design

22/11/2022

FCA publicly censures former Sonali Bank CEO

18/11/2022

Regulators respond to MP on HBOS investigation queries

18/11/2022

FCA speaks on “rolling regulation forwards”

17/11/2022

New FSMB Amendments published

17/11/2022

Law Commission consults on DAOs

17/11/2022

FOS feeds back on future funding

17/11/2022

Financial Services Culture Board reveals 2022 employee survey results

17/11/2022

FCA gets judgment against unauthorised mortgage broker

14/11/2022

LSB and PSR sign MoU

14/11/2022

FCA reacts to FTX failure

14/11/2022

Lords Committee disappointed with UK fraud response

14/11/2022

Treasury updates AML advisory

14/11/2022

FCA bans director

14/11/2022

FCA updates ARs page

14/11/2022

CMA acts for further breaches of Retail Banking Order

14/11/2022

PRA’s observations post-administration of the Arena Holdings Group of companies

10/11/2022

FCA places requirements on firm that gave misleading information

10/11/2022

EU agrees plan to implement Basel III reforms

10/11/2022

CMA writes to Barclays on PPI breaches

09/11/2022

FCA updates on DB pension redress calculations

09/11/2022

Principals to respond to AR requests by 28 February 2023

08/11/2022

Commission publishes amendments to Crowdfunding Regulation

08/11/2022

FCA updates on mortgage switching

08/11/2022

TPT launches ‘gold standard’ for climate transition plans

08/11/2022

PRA consults on Solvency II reporting requirements

08/11/2022

FSMB: Economic Secretary writes to Treasury on DAR

08/11/2022

Final day of FSMB debate published

08/11/2022

FCA and BoE agree MoU with Bank of Greece

07/11/2022

FSM Bill completes Commons committee stage

04/11/2022

FCA publishes financial promotions data

04/11/2022

Borrowers in financial difficulty post-pandemic

03/11/2022

FSMB amendment paper published

03/11/2022

LSB reports on progress of CRM code in tackling APP scams

03/11/2022

FSMB: Committee debates access to cash and more

02/11/2022

CMA updates case timetable of FS sector investigation

02/11/2022

FOS publishes latest complaints data

02/11/2022

FCA asks consumer credit firms for credit data

02/11/2022

Public Interest Intervention Power FSMB amendment delayed

02/11/2022

FOS blog looks at holiday insurance complaints

02/11/2022

BBRS publishes reports on customer satisfaction and complaints

01/11/2022

Andrew Griffith letters on FSMB

01/11/2022

FCA publishes final rules on pensions dashboards

01/11/2022

FCA prosecutes individuals for investment fraud

01/11/2022

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