Archive - September 2021

UK Finance suggests public official definition for ABC

30/09/2021

FCA portfolio letter to wealth management and stockbroking firms

30/09/2021

PRA writes to CFOs on auditor reporting

30/09/2021

Regulators write to firms on cyber findings

30/09/2021

Legal 500 2022

30/09/2021

CMA revokes Santander directions

30/09/2021

BoE writes outsourcing Dear CEO letters to FMI providers

30/09/2021

FCA consults on decisions on use of LIBOR

30/09/2021

PSR publishes approach to Interchange Fee monitoring

30/09/2021

ESMA publishes 2022 work programme

29/09/2021

Treasury answers questions on BNPL and pension transfer advice

29/09/2021

FCA warns on credit intermediary application delays

28/09/2021

BIS mBridge: a multi CBDC platform for international payments

28/09/2021

FIA releases principles for cross-border regulation

28/09/2021

JMLSG confirms changes and consults on more

27/09/2021

Treasury Committee publishes Greensill report responses

27/09/2021

FCA delivers speech on diversity and inclusion

27/09/2021

CMA writes to Santander following breach of Retail Banking Order

24/09/2021

Ombudsman News looks at fraud and scam complaints

24/09/2021

EDPS welcomes EU’s plans for AML overhaul

24/09/2021

ESMA consults on changes to MiFID II best execution reporting

24/09/2021

Government publishes report on regulation of Football Index

24/09/2021

Up next from the regulators

23/09/2021

ECA calls for more consistent action to redirect finance towards sustainable investment

23/09/2021

Banks benefit from early adoption of green policies, says EBA

22/09/2021

Treasury updates on economic crime levy

22/09/2021

ICMA updates on the EU sustainability disclosure regime

22/09/2021

Basel Committee calls for greater resilience against cyber threats

22/09/2021

Court finds FSCS entitled to reject claim

21/09/2021

ESMA speaks on retail investment in capital markets

21/09/2021

EBA to enhance monitoring of digital platform use in EU banking and payments sectors

21/09/2021

Complaints Commissioner rejects unregulated investments complaint

21/09/2021

Specialist police unit prevents £85 million of fraud

21/09/2021

OPBAS publishes progress report

20/09/2021

ECJ delivers judgment on EBA Guidelines

20/09/2021

Responses published on future framework for regulation of financial services

20/09/2021

FCA speech: proposals for a new listing regime

17/09/2021

Measuring value for money in DC pension schemes

16/09/2021

FCA publishes insurer claims data

15/09/2021

Tech companies join banking industry in fight against fraud

15/09/2021

PSR panel publishes annual report

15/09/2021

EBA publishes revised guidelines on DGS stress tests

15/09/2021

FCA publishes consumer investment strategy

15/09/2021

Regulators write to firms on trade finance expectations

14/09/2021

Government and FCA respond on LCF Report

14/09/2021

Up next from FCA

14/09/2021

CMA writes to LBG on PPI Order breach

10/09/2021

FCA consults on new cancellation and variation power

10/09/2021

FCA mortgage guidance to expire in October

08/09/2021

UK Finance looks at retail CBDC

08/09/2021

Court rules that ML offence can be committed by predicate offender

08/09/2021

PRA consults on the identification of material risk takers

08/09/2021

Commission updates PRIIPs KID standards

08/09/2021

Stick to the Basel III agreement, says EU

07/09/2021

Treasury consults on Banking Act amendment

07/09/2021

IOSCO publishes AI usage guidance

07/09/2021

Industry works on FS strategy plan

07/09/2021

OFSI calls for frozen asset reports

06/09/2021

PRA consults on insurance holding company definition

06/09/2021

FCA launches 2021 Green FinTech Challenge

06/09/2021

FCA Chair speaks on risks of token regulation

06/09/2021

TI responds on corporate criminal liability

03/09/2021

FCA calls for funeral plan providers and intermediaries to apply now

02/09/2021

Andrew Bailey writes to Chancellor on prudential regulation

01/09/2021

FCA confirms pensions transfer redress guidance review

01/09/2021

Tribunal confirms FCA ban on IFA following sex offence

01/09/2021

FCA warns firms about Afghanistan financial crime risks

01/09/2021

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