FIN.

EBA publishes standards for supervision of investment firms

The EBA has published final draft regulatory technical standards (RTS) on cooperation and information exchange between competent authorities involved in prudential supervision of investment firms. The draft RTS provide a solid framework for:

  • cooperation in the supervision of investment firm groups through colleges of supervisors; and
  • for information exchange for investment firms operating within the EU through branches or the free provision of services.

Lucy Hadrill