Archive - May 2021

Market Watch looks at use of orderbook data

Emma Radmore

28/05/2021

FCA and PRA make new accountability rules for long term absence

Emma Radmore

28/05/2021

FCA finalises value pricing and loyalty penalty measures

Emma Radmore

28/05/2021

PRA publishes policy statements on OCIR policy

Lucy Hadrill

28/05/2021

EC seeks views on plan to review EU distance marketing rules

Lucy Hadrill

28/05/2021

Ombudsman News looks at annual complaints data

Lucy Hadrill

28/05/2021

Pensions Dashboard call for input

Emma Radmore

28/05/2021

ESMA finalises marketing guidelines

Emma Radmore

27/05/2021

ASA rules against Cryptocurrency Ad

Nicky Strong

27/05/2021

ASA publishes further ruling on delayed payment services

Nicky Strong

27/05/2021

ESMA calls for evidence on digital finance

Emma Radmore

27/05/2021

FOS publishes Annual Complaints Data

Emma Radmore

26/05/2021

FCA intervenes on high risk CFDs

Emma Radmore

26/05/2021

BoE speech: responsible openness in the insurance sector

Lucy Hadrill

25/05/2021

FCA publishes updated information sheets

Lucy Hadrill

25/05/2021

Report calls on UK to lead on global crypto regulation

Lucy Hadrill

25/05/2021

FCA responds to Amigo Scheme rejection

Lucy Hadrill

25/05/2021

UK-US Financial Regulatory Working Group issues joint statement

Lucy Hadrill

25/05/2021

FCA orders firm to terminate AR agreements

Emma Radmore

24/05/2021

PRA publishes 2021/22 Business Plan

Lucy Hadrill

24/05/2021

PRA publishes results of 2020 feedback survey

Emma Radmore

21/05/2021

Update on AIFMD Delegation Rules

Barry Stimpson

21/05/2021

FCA consults on use of new powers to support orderly wind down of critical benchmarks

Hannah Frost

20/05/2021

FCA brings charges for unauthorised activities

Emma Radmore

20/05/2021

FCA extends SCA deadline to March 2022

Lucy Hadrill

20/05/2021

HM Treasury consults on amendments to the insolvency arrangements for insurers

Hannah Frost

20/05/2021

ICO fines Amex for direct marketing messaging without consent

Emma Radmore

20/05/2021

FCA updates on change of legal status applications

Emma Radmore

20/05/2021

FCA Call for Input: Pensions Consumer Journey

Hannah Frost

18/05/2021

FCA writes to CEOs of EMIs on client money

Emma Radmore

18/05/2021

FCA delivers speech on the rise in online scams

Lucy Hadrill

18/05/2021

FCA clarifies application of EBA outsourcing guidelines

Emma Radmore

17/05/2021

FCA launches consultation on CMC phoenixing

Lucy Hadrill

17/05/2021

FCA consults on new Consumer Duty

Lucy Hadrill

14/05/2021

BoE publishes “Productive Finance” statement

Duncan Scott

13/05/2021

Dormant Assets Bill introduced in Lords

Emma Radmore

13/05/2021

FSCS confirms 2021/22 levy forecast

Emma Radmore

13/05/2021

FCA reminds that complaints handling should be back to normal

Emma Radmore

13/05/2021

FCA and PSR make statement on access to cash

Emma Radmore

13/05/2021

Banking industry supports access to cash

Lucy Hadrill

13/05/2021

Treasury clarifies CIS exemption for P2P operators

Emma Radmore

12/05/2021

FCA to issue credit broking permissions survey

Lucy Hadrill

12/05/2021

FCA finalises guidance to insolvency practitioners

Emma Radmore

12/05/2021

FCA updates supervisory statement on MiFID markets regime

Lucy Hadrill

11/05/2021

Pay.UK announces Confirmation of Payee extension

Lucy Hadrill

11/05/2021

Commons Briefing Paper: Financial Services Act 2021

Lucy Hadrill

10/05/2021

FCA updates on property funds and liquidity and consults on LTAFs

Barry Stimpson

10/05/2021

FCA publishes latest Regulatory Initiatives Grid

Lucy Hadrill

10/05/2021

FCA gives speech on its ‘outcomes focused transformation’

Duncan Scott

07/05/2021

FCA speaks on UK regulation and FCA transformation

Emma Radmore

06/05/2021

FOS focuses on economic and domestic abuse complaints

Lucy Hadrill

06/05/2021

EBA consults on AML/CTF database

Emma Radmore

06/05/2021

Financial Services Bill – what changed?

Emma Radmore

06/05/2021

FCA fines for financial crime failings in cum/ex trading

Emma Radmore

06/05/2021

BoE speech: operational resilience – outcomes in practice

Lucy Hadrill

06/05/2021

Treasury updates on economic crime plan

Emma Radmore

05/05/2021

Law Commission: call for evidence on digital assets

Lucy Hadrill

05/05/2021

CMA publishes policy paper on digital regulatory landscape

Lucy Hadrill

05/05/2021

FCA publishes new buildings insurance webpage

Lucy Hadrill

05/05/2021

FCA consults on Pension Wise referrals

Lucy Hadrill

05/05/2021

Breathing Space scheme takes effect

Lucy Hadrill

04/05/2021

PRA reports on collections in non-systemic banks

Emma Radmore

04/05/2021

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