Archive - December 2020

FCA reminds firms to be prepared for Brexit

Angie Bamboulis

24/12/2020

FCA finalises all Brexit instruments and TTP

22/12/2020

CMA updates on financial services investigation

22/12/2020

PRA finalises BRRD II rules

21/12/2020

Parliament publishes corporate criminal liability briefing

21/12/2020

FCA fines Charles Schwab over client asset failings

21/12/2020

ESMA publishes cloud outsourcing guidelines

21/12/2020

Regulators update on Covid-related SMCR expectations

21/12/2020

FCA censures firm in relation to Connaught investments

21/12/2020

PRA confirms rules on changes before end of transition

21/12/2020

Court of Appeal upholds insider dealing convictions

21/12/2020

TAFA report shows little movement

21/12/2020

UK publishes 2020 NRA

21/12/2020

Final reports on FCA supervision of LCF and Connaught make damning reading

18/12/2020

Treasury updates special resolution code

17/12/2020

FCA makes Remuneration Code changes

17/12/2020

FOS consults on 2021/2 plan and budget

17/12/2020

PRA evaluates SMCR

17/12/2020

FCA sets up temporary regime for crypto firms

17/12/2020

Supreme Court dismisses Mastercard’s appeal on collective proceedings

Angie Bamboulis

16/12/2020

EBA pleased at AML college cooperation

16/12/2020

Government calls for views on cross-border financial services framework

16/12/2020

FCA updates on complaints data

16/12/2020

PRA writes Dear CEO letters on supervisory priorities

16/12/2020

Treasury makes Brexit financial crime laws

16/12/2020

No BI judgment this year

16/12/2020

FCA fines and bans individual for market abuse

16/12/2020

FCA fines over treatment of customers in arrears

Caroline Stevenson

15/12/2020

BoE Financial Stability Report

Angie Bamboulis

15/12/2020

FCA consults on prudential regulation of MiFID firms

15/12/2020

FCA makes new executive appointments

14/12/2020

PRA issues statement on capital distributions

14/12/2020

UK and Singapore announce FTA

14/12/2020

FCA makes new rules

14/12/2020

FCA consults on proving presence of Covid

11/12/2020

EBA reports on Basel III implementation

10/12/2020

Treasury makes Misappropriation Sanctions Regulations

10/12/2020

FCA fines firms for unsuitable pensions advice

10/12/2020

FCA confirms mini-bond marketing ban

10/12/2020

PRA makes CRD V changes

10/12/2020

FCA publishes Brexit FAQs

09/12/2020

APP CRM Code interim funding to continue to June 2021

09/12/2020

Commission to remove Mongolia from high risk list

09/12/2020

EIOPA: Peer Review on the collaboration of the insurance NSAs

Angie Bamboulis

09/12/2020

PRA consults on designating firms within certain banking UK consolidation groups

Angie Bamboulis

09/12/2020

FCA consults on guidance for IPs

09/12/2020

EC speaks on evolving payments market

08/12/2020

PRA publishes feedback on recovery planning consultation

08/12/2020

EPC Report on Payment Threats and Fraud Trends

Angie Bamboulis

08/12/2020

BoE sets out stress test plans for insurance industry

04/12/2020

Treasury consults on insolvency changes for payment and e-money firms

04/12/2020

PRA notes FCA “long-term absence” consultation

04/12/2020

Up next from FCA

04/12/2020

OFSI says “prepare for Brexit”

04/12/2020

FCA updates on MAR and Brexit

04/12/2020

FCA and PSR Terms of Reference on Access to Cash

Angie Bamboulis

03/12/2020

FCA publishes RDR and FAMR evaluation

03/12/2020

UNEP FI Consultation on Guidance: Reporting on Principles for Responsible Banking

Angie Bamboulis

03/12/2020

EBA Guidelines on legislative and non-legislative moratoria

Angie Bamboulis

03/12/2020

FCA responds to Treasury Committee queries on work streams

03/12/2020

FCA launches UK Benchmarks Register

03/12/2020

FATF consults on enhancing cross-border payments

03/12/2020

FCA writes portfolio letters to SIPP operators

03/12/2020

FCA pleased with RTO price cap

03/12/2020

Court of Appeal overturns Rothesay Part VII decision

03/12/2020

FCA publish letter to Treasury Committee on Complaints Scheme Consultation

Caroline Stevenson

02/12/2020

Mainstream Consumer Credit Lenders portfolio letter published

Caroline Stevenson

02/12/2020

FCA updates on general insurance consultation

02/12/2020

FCA reminds firms to be ready for Brexit

01/12/2020

EPC publishes the first SRTP scheme rulebook

Angie Bamboulis

01/12/2020

PSR intends to operate confidentiality ring as part of card-acquiring services market review

Angie Bamboulis

01/12/2020

FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR

01/12/2020

FOS loses judicial review hearing

01/12/2020

PRA confirms CRDV statement date

01/12/2020

FCA makes new rules

01/12/2020

HM Treasury extends consultation deadlines

01/12/2020

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