FIN.

FCA updates on Directory dates

FCA has updated its information page on the Directory of certified and assessed persons.  It confirms that dual regulated firms must submit their data by 13 November, and it will start to be published from 23 November, while solo-regulated firms have until 31 March 2021, unless they want to use the multiple entry submission form or have their entries displayed early.  FCA plans to incrementally display data from solo-regulated firms as submitted, and will start to publish that from 14 December.

The webpages also contains top tips for a successful submission.

Emma Radmore