FIN.

FCA: new webpages on whistleblowing

The FCA has launched two new webpages on whistleblowing. The first webpage sets out the process for reporting concerns of wrongdoing to the FCA in confidence and provides guidance on:

  • Making the decision to speak to the FCA;
  • When someone should report their concerns to the FCA;
  • What the FCA will do with a whistleblower’s information; and
  • How the FCA protects whistleblowers’ identities.

The second new webpage sets out several whistleblowing case studies including those involving:

  • mis-selling;
  • AML checks; and
  • reporting the conduct of a Senior Manager.

Lucy Hadrill