FIN.

FCA updates on skilled persons figures

FCA has published its latest figures on the numbers of skilled persons reports it has commissioned. During Q3 of 2019/2020 it commissioned 10 – of which 5 related to wholesale financial markets, 2 each to retail banking and retail investments and 1 to retail lending.  3 related to dedicated supervision firms and the rest to portfolio supervision firms. 3 related to each of client assets and conduct of business, 2 to controls and risk management frameworks and one each on governance and individual accountability and financial crime.

 

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Emma Radmore