FIN.

FCA publishes ‘approving financial promotions’ webpage

In the light of its new temporary restrictions on the financial promotion of ‘mini-bonds’, the FCA has provided guidance for firms approving the financial promotions of unauthorised persons.

The new page on the FCA website sets out reminders of steps and considerations such firms should or may need to take into account, including whether a Principle 11 notification should be made.

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Roseyna Jahangir