FIN.

Investment Association guidance on authenticity of electronic instructions

The Investment Association has published guidance for operators of UK-authorised collective investment schemes on ‘reasonable steps’ that may be taken to ensure the authenticity of electronic instructions for the purposes of COLL 4.4.13R of the FCA Handbook and para. 4C of Schedule 4 of the Open-Ended Investment Companies Regulations 2001.

 

Avatar

Roseyna Jahangir