Archive - September 2019

30/09/2019

FCA fines Pru for non-advised annuity sales failings

30/09/2019

BoE reports on 2018 cyber simulation exercise

30/09/2019

Not POCA “acquiring” to receive monies obtained by fraud

30/09/2019

Estimated £3.4m redress due to unclear interest term in mortgage agreement

26/09/2019

EC sustainable finance classification system to be developed

25/09/2019

Treasury approves JMLSG updates

25/09/2019

FCA announces next steps for unit-linked funds

Barry Stimpson

24/09/2019

Banking industry commits to climate change action

24/09/2019

EBA starts 2019 transparency exercise

24/09/2019

Industry associations raise concerns about timetable for sustainability disclosures

20/09/2019

MEPs criticise poor AML compliance

20/09/2019

FCA pleased with MiFID 2 unbundling effects

19/09/2019

UK Finance pledges support for UN responsible banking

19/09/2019

Responsible Lending Changes Implementation Group

19/09/2019

PRA consults on SII Prudent Persons Principle

Jonathan Drake

19/09/2019

PSR Updates on card-acquiring services

18/09/2019

Deprived of Cash? Which? report and PSR Response

18/09/2019

Borrower can withhold payment because of risk of US secondary sanctions

18/09/2019

EIOPA publishes evaluation of Cyber Risk for Insurers

18/09/2019

FCA updates on Brexit preparations

17/09/2019

No more ink? Law Commission confirms validity of electronic signatures

Suzanne Gado

13/09/2019

Investment Association guidance on authenticity of electronic instructions

12/09/2019

CMA consults on amending Retail Banking Market Investigation Order 2017

12/09/2019

PRA revises Branch Returns for international banks

12/09/2019

PRA consults on update to PIN process

10/09/2019

Payment Systems Regulator working on widening data access

10/09/2019

EBA to provide guidance on use of CRR ‘legacy instruments’

10/09/2019

FCA prosecutes for document destruction

10/09/2019

FCA updates on consultations and feedback

10/09/2019

FCA postpones wholesale market data Call for Input

10/09/2019

FCA publishes quarterly consultation

09/09/2019

PSR update on LINK interchange fees

09/09/2019

FCA publishes Directory entry form

06/09/2019

OFSI publishes frozen asset review guidance

05/09/2019

Government answers AML questions

05/09/2019

FCA speaks on skimmers and scammers

05/09/2019

PRA writes to banks on AML risks

05/09/2019

No strong case to merge Ombudsmen

Gavin Ellison

05/09/2019

HMRC cracks down on ML breaches

04/09/2019

ECB speaks about work and priorities for year ahead

04/09/2019

EC calls for action with publication of no-deal Brexit checklist

04/09/2019

PRA consults on updates to ISPVs authorisation and supervision approach

04/09/2019

Securitisation Regulation added to Single Rulebook

04/09/2019

Tabernula defendant imprisoned

04/09/2019

FCA explains views on electoral polling and MAR

04/09/2019

BSB publishes regulatory references good practice guide

04/09/2019

European Parliament Think Tank briefing on AML state of play

03/09/2019

Big Data Analytics consultation by IAIS

03/09/2019

European Payments Council urges no-deal Brexit preparation

02/09/2019

ESMA publishes Guidelines on funds liquidity stress testing