FIN.

PRA sets out their approach to enforcement

In a recent speech, Miles Bake, head of the PRA’s enforcement and litigation legal division, provided insight into:

  • the PRA’s rationale for enforcement
  • recent examples of enforcement action
  • key themes; and
  • the PRA’s enforcement agenda.

The publications to which he referred include the PRA Investigation Referral Criteria and Regulator Investigations Guide both of which were published earlier this year.

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Roseyna Jahangir