FIN.

FCA publishes asset management competition breach case study

FCA has published its decisions against 3 asset management firms that breached competition law.  FIN reported on the breaches in February.  The decisions are accompanied by a case study, which explains what the firms did and how they broke the law.  FCA also calls out the personal liability of one individual and stresses the importance of firms knowing how to comply with competition law and of training their employees so they understand how to behave.

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Emma Radmore