Archive - May 2019

31/05/2019

Employer can rely on Tribunal view in F&P assessment

Michelle Chance

30/05/2019

PRA and FCA impose £1.89m fine for outsourcing failures

30/05/2019

AG Opinion published on early settlement charges under CCD

29/05/2019

FSB continues work to address decline in correspondent banking

29/05/2019

US and UK announce Financial Innovation Partnership

29/05/2019

ESMA updates MiFID II and MiFIR Q&As

29/05/2019

EC clarifies scope of PRIIPs regulation to bonds

29/05/2019

FCA and ESMA statements on share trading obligations

29/05/2019

FCA Call for Input on Cross-Sector Sandbox

29/05/2019

OFSI fines firm for dealing with sanctioned individual

28/05/2019

FSB publishes LEI implementation review

28/05/2019

IOSCO consults on Crypto-Asset Trading Platforms

28/05/2019

FCA feedback on conduct questions for wholesale banks

28/05/2019

APP scam victims provided greater protect under new Code

28/05/2019

FCA publishes asset management competition breach case study

24/05/2019

CMA writes to Santander on overdraft charge breach

24/05/2019

FCA extends temporary permissions deadline

24/05/2019

London Capital & Finance investigation starts

23/05/2019

FCA publishes unfair term undertaking

23/05/2019

Treasury makes Cyber-Attack Asset Freezing Regs

23/05/2019

PSR consults on merchant survey in card-acquiring review

23/05/2019

Fund umbrella providers come under fire

22/05/2019

PRA framework for climate change risk management

22/05/2019

FCA successful in High Court case against unauthorised forex firm

22/05/2019

Combatting fraud with payee verifications

22/05/2019

Joint Committee slams Overseas Entities Registration Bill

21/05/2019

ECJ judgment means TUPE may apply on transfer of clients’ investments

Michelle Chance

21/05/2019

Over £27 million lost to scams involving crypto and forex investments

21/05/2019

BoE speaks on “stylish regulation”

16/05/2019

LawTech UK consults on crypto issues

16/05/2019

EU Council adopts updated rules for financial derivative products and clearing

15/05/2019

EU Council adopts legislative framework to reduce risks in banking system

Alex Louch

15/05/2019

Group AML Regulation takes effect from September

14/05/2019

Inside FCA Podcast: Andrew Bailey on the Business Plan and future of regulation

14/05/2019

Government responds on Bribery Act report

14/05/2019

Treasury committee report on access to financial services

13/05/2019

BEIS consults on corporate transparency reform

10/05/2019

PSR publishes second Confirmation of Payee consultation paper

10/05/2019

SRA reviews lawyer AML compliance

10/05/2019

FCA publishes undertaking on unfair contract term

10/05/2019

FCA takes action on pensions advisers lacking integrity

09/05/2019

FCA publishes research on execution-only mortgage issues

09/05/2019

ICO fines for spam PPI claim texts

09/05/2019

FCA objects to Complaints Commissioner decision on inaccurate register entry

09/05/2019

65% of insurers to use cloud over next 3 years

Jonathan Drake

09/05/2019

Government responds on economic crime report

08/05/2019

FCA consults on mortgage advice and selling standards

08/05/2019

Paperless airports and strategic partnerships: what’s ripe for investment in fintech

08/05/2019

Court upholds fines imposed by Pensions Regulator on master trusts

Gavin Ellison

07/05/2019

FCA helps investors in unregulated mini-bonds

07/05/2019

FCA starts intergenerational finance debate

03/05/2019

Treasury publishes digital economy responses

03/05/2019

OFSI makes Counter-Terrorism International Sanctions guidance

03/05/2019

HM Treasury sets up Joint Authorities Cash Strategy Group

FIN. Team

03/05/2019

FCA calls for input on FAMR and RDR