FCA publishes second 5 Conduct Questions report

The FCA has published its second annual report setting out responses from wholesale banking firms to the FCA’s conduct question set.  The FCA notes that the second report indicates progress has been made from the time when 5 Conduct Questions were first introduced, in 2015.

The FCA indicates that they intend to extend the 5 questions approach to other areas such as asset management, trading firms and trading venues.


Emma Radmore