FCA highlights transaction reporting and MAR issues

The latest edition of Market Watch looks at:

  • a reminder that an investment firm’s transaction report must reflect the transaction from its own perspective, reporting its immediate counterparty or client (whether or not subject to MiFIR). Whether to report at block or allocation level depends on what the immediate counterparty confirms as “executions”
  • a reminder that SUP 17 and TRUP will no longer apply after 3 January 2018
  • new notification forms for DRSPs
  • how EU MAR applies to emission allowance market participants