FCA publishes quarterly consultation

FCA’s latest quarterly consultation proposes minor changes to:

  • DEPP due to a change in FCA’s governance structure
  • LR, in the meaning of Premium Listing Principle 6 and, to DTR, on where diversity reporting may be located under corporate governance reporting requirements
  • DISP relating to access to FOS for PEPs, and referrals to TPO
  • the Glossary definition of fee-paying payment service provider and to FEES  to collect the general FOS levy from RAISPs
  • EG, mainly in connection with IDD imlpementation
  • the guidance notes on the completion of REP-CRIM to reflect the MLR 2017 and
  • regulatory reporting requirements

FCA asks for comments by 1 January for some proposals, and 1 February for others.