FCA’s latest quarterly consultation proposes minor changes to:
- DEPP due to a change in FCA’s governance structure
- LR, in the meaning of Premium Listing Principle 6 and, to DTR, on where diversity reporting may be located under corporate governance reporting requirements
- DISP relating to access to FOS for PEPs, and referrals to TPO
- the Glossary definition of fee-paying payment service provider and to FEES to collect the general FOS levy from RAISPs
- EG, mainly in connection with IDD imlpementation
- the guidance notes on the completion of REP-CRIM to reflect the MLR 2017 and
- regulatory reporting requirements
FCA asks for comments by 1 January for some proposals, and 1 February for others.