Enforcement & LitigationInvestments FCA starts misleading pension statements proceedings Emma Radmore30/11/2017
Payment Services & Electronic MoneyRetail Banking Treasury Committee seeks LINK assurance FIN. Team30/11/2017
Uncategorized LMG proposal addresses issues of access, control and continuity of service in post-Brexit insurance sector Jonathan Drake29/11/2017
Enforcement & LitigationFunds FCA issues first statement of objection to asset managers Emma Radmore29/11/2017
Commercial BankingConsumer CreditInvestmentsRetail Banking Financial Stability Report, November 2017 Angie Bamboulis29/11/2017
Investments IAIS extends the deadline for comments on various insurance core principles FIN. Team29/11/2017
Insurance FSB will not be updating list of global systemically important insurers for 2017 FIN. Team29/11/2017
Uncategorized EBA repeals its Guidelines on retail deposits subject to different outflows for the purpose of liquidity reporting Angie Bamboulis28/11/2017
Commercial BankingRetail Banking Credit Unions Act 1979 (Locality Common Bond Conditions) Order 2017 Angie Bamboulis28/11/2017
Financial Crime PreventionFintech & InnovationPayment Services & Electronic Money Commission adopts PSD2 authentication RTS FIN. Team28/11/2017
Commercial BankingInvestmentsRetail Banking FCA publishes a statement on LIBOR panels Angie Bamboulis24/11/2017
Enforcement & LitigationFinancial Crime PreventionInvestments Initial coin offerings: regulation and the risks FIN. Team24/11/2017
Payment Services & Electronic Money FCA speaks on regulatory priorities for retail banking FIN. Team23/11/2017
Enforcement & LitigationFinancial Crime PreventionRetail Banking FCA updates on wholesale banks compliance review Emma Radmore23/11/2017
Consumer CreditFintech & InnovationFundsInvestmentsRetail Banking Autumn Budget 2017: Key points for the financial services sector Angie Bamboulis22/11/2017
Enforcement & LitigationFinancial Crime Prevention FCA fines former BAML trader for market abuse FIN. Team22/11/2017
InsuranceInvestments ABI publishes guide to help firms identify and support vulnerable customers in the long term savings market FIN. Team17/11/2017
Uncategorized Legislative proposals to set the application date of IDD at 1 October 2018 Angie Bamboulis16/11/2017
Uncategorized David Davis’ speech on the financial services sector post Brexit Angie Bamboulis15/11/2017
Payment Services & Electronic Money FCA advises providers of AIS and PIS to apply for authorisation under PSD2 Angie Bamboulis15/11/2017
Financial Crime Prevention FCA speech on effective compliance with the Market Abuse Regulation Angie Bamboulis15/11/2017
FundsInvestments ESMA publishes MiFID II Q&A clarifying trading obligation for shares Roseyna Jahangir15/11/2017
Fintech & InnovationInvestments FCA warns consumers on risks of cryptocurrency CFDs FIN. Team15/11/2017
Consumer CreditEnforcement & LitigationInsuranceInvestmentsPayment Services & Electronic MoneyRegulated Mortgages FCA consults on fees Emma Radmore14/11/2017
Enforcement & LitigationFinancial Crime PreventionFintech & InnovationFundsInvestments ESMA warns investors and firms on dangers of ICOs FIN. Team14/11/2017
Uncategorized ICO launches new advice service to help small organisations with GDPR preparations Angie Bamboulis10/11/2017
Commercial BankingRetail Banking Bank of England publishes a summary of the responses to its white paper on SONIA Angie Bamboulis10/11/2017
Enforcement & LitigationInvestments Capita faces public censure and £66m pay-out Emma Radmore10/11/2017
Insurance International Association of Insurance Supervisors publishes updated Insurance Core Principles document Roseyna Jahangir10/11/2017
Insurance Effective financial management and planning by insurance firms and groups: PRA consultation Roseyna Jahangir10/11/2017
Enforcement & Litigation Request for extension of time denied as Upper Tribunal considers section 393 FSMA FIN. Team10/11/2017
Consumer CreditInsuranceInvestmentsPayment Services & Electronic MoneyRegulated MortgagesRetail Banking Financial Exclusion: UK government publishes response to Lords Select Committee final report Roseyna Jahangir10/11/2017
InsuranceInvestments CMA investigation in the investment consultancy services market Roseyna Jahangir10/11/2017
Consumer CreditInsuranceInvestmentsPayment Services & Electronic MoneyRegulated MortgagesRetail Banking Treasury Committee inquiry into household finances Roseyna Jahangir09/11/2017
Enforcement & LitigationInsuranceInvestments Insurance broker loses authorisation over non-compliance with FOS award FIN. Team09/11/2017
Consumer CreditPayment Services & Electronic Money The Supreme Court grants Deutsche Bahn AG permission to appeal against a Court of Appeal judgment concerning interchange fees Angie Bamboulis08/11/2017
Uncategorized CITY OF LONDON LAW SOCIETY RESPONSE TO NEW BUSINESS CONTRACT TERMS REGULATIONS Rebecca Jones08/11/2017
Fintech & InnovationPayment Services & Electronic MoneyRetail Banking PSR update on authorised push payment scams and reimbursement model consultation Roseyna Jahangir08/11/2017
Fintech & InnovationPayment Services & Electronic MoneyRetail Banking Cheque imaging: consultation on supporting legislation Roseyna Jahangir07/11/2017
Enforcement & LitigationInsuranceInvestments FCA reminds principals of AR risks Emma Radmore03/11/2017
ConductEnforcement & LitigationInvestments FCA consults on market conduct codes Emma Radmore03/11/2017
Consumer CreditInvestmentsRegulated MortgagesRetail Banking Interest Rate rises for the first time in 10 years Angie Bamboulis02/11/2017
Uncategorized EBA publishes final guidelines on the supervision of significant branches Angie Bamboulis02/11/2017
Consumer CreditEnforcement & LitigationInvestments FCA bans firm for failure to comply with FOS award Emma Radmore02/11/2017
Insurance EIOPA delivers first set of advice to the European Commission on Solvency 2 Delegated Regulation FIN. Team01/11/2017
ConductInsurance PRA publishes framework for authorisation and supervision of insurance special purpose vehicles FIN. Team01/11/2017
Emma Radmore
FIN. Team
Jonathan Drake
Angie Bamboulis
Barry Stimpson
Rebecca Jones
Roseyna Jahangir
