FCA Regulation round – up for August

This month’s edition of Regulation round-up discusses:

  • the consultation to extend SM&CR to all financial services firms;
  • the Threshold Conditions Team taking enforcement action and cancelling the authorisations of 207 firms;
  • FCA’s agenda and priorities for consumer credit;
  • contingency planning for firms that do not have their MIFID II permissions in place by 3 January 2018;
  • second consultation paper on implementing the IDD;
  • the policy statement on CASS 7A confirming the new rules and guidance on changes to CASS sourcebook;
  • the consultation paper on minor amendments to CASS sourcebook; and
  • details of the security requirements for firms seeking authorisation or registration under PSD2.

A copy of Regulation round-up can be found here .

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