ESMA consults on MiFID 2 suitability requirements

ESMA is consulting on guidelines on certain aspects of the MiFID 2 suitability requirements. ESMA wants to build on existing guidelines to:

  • take account of technological innovations including the move to robo-advice;
  • consider the experiences of regulators on the current requirements; and
  • cater for studies on behavioural finance that have been undertaken.

It asks for comments by 13 October.

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