FCA has reminded firms that they need to submit applications for authorisation and variations of permission related to MiFID 2 by 3 July, to enable FCA to consider them before 3 January 2018. If an application is not determined by then, firms may be unable to carry on relevant business until properly authorised.
Welcome to FIN
FIN. gives you bite-sized updates on key regulatory changes in the financial institutions and insurance sectors. Every week we send an email summarising what has happened that week. Contact us to be added to our mailing list for updates to FIN.
About Bond Dickinson
Bond Dickinson is a dynamic UK law firm providing a comprehensive legal service to our clients across a wide range of legal expertise and sectors, from seven cities across the UK including London.
FIN. User Guide
You can use FIN. to suit your needs - scroll down our updates (they are in reverse date order), and click on any update to get more information and links to source materials. Or tailor it to your interests, by searching for items by category or by trending tag. You can always access FIN. directly, or you can be added to our contact list and we'll email you every Friday to provide you with a round up of what's happened that week.
advice AIFMD AML arrears Banks; beneficial ownership BoE Brexit bribery CASS CDD CMA Commission competition complaints consumer protection Consumers cyber DPA EBA ECB ECON EIOPA EP ESMA European Commission FATF FCA FCA Handbook fees financial sanctions fintech FOS FSCS GDPR high risk jurisdictions HM Treasury ICO IDD innovation Insurance JMLSG KID LMA LSB marketing MiFID 2 MLD4 MLD5 money laundering outsourcing PAD passporting pensions PEP personal recommendation PPI PRA PRIIPS Product governance PSD2 PSR RAO remuneration Retail banking review RTS sanctions sandbox SFO single market SMR Solvency 2 Treasury UCITS whistleblowing